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Showing 4351 to 4360 of 5095 search results for Financial Services Register to make sure a firm.

  1. Professional standards: advisers

    Tasks for firms Published: 21/12/2015 Last modified: 13/05/2024
    FCA provides professional standards that all advisers should meet
  2. Apply to become a mortgage broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.
  3. How to claim compensation if a firm fails

    Consumers Complaints Published: 18/04/2016 Last modified: 03/05/2023
    If a financial firm goes out of business and owes you money, you may be able to claim compensation. Find out what steps you should take to get your money back.
  4. Is it the right investment for you?

    InvestSmart Last modified: 14/08/2023
    With so many different investments on offer, following these five steps can help you choose investments that suit your needs and aims.
  5. Using claims management companies

    Know your rights Published: 07/03/2019 Last modified: 01/03/2022
    The FCA is the regulator for CMCs in England, Wales and Scotland. The Financial Ombudsman Service has taken over complaints about CMCs.
  6. Pension scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam.
  7. Mortgage fraud

    Consumers Your rights Published: 04/04/2016 Last modified: 20/03/2023
    If you mislead a lender about the sale price of your home, you could be committing fraud. Find out how this crime works and how to protect yourself.
  8. Cancel or dissolve your society

    Mutual societies Published: 11/05/2015 Last modified: 24/02/2023
    How to cancel or dissolve a society.
  9. Online trading scams

    Consumers Scams Published: 21/05/2019 Last modified: 20/03/2023
    Find out how online trading scams work, how to avoid scams and what to do if you’re scammed.
  10. Wholesale markets firm applicants

    Firm authorisation Published: 04/07/2023 Last modified: 02/07/2024
    If you're a wholesale investment firm, you have to be authorised by us. Learn how to prepare your application and what you need to read first.