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Showing 4371 to 4380 of 5095 search results for Financial Services Register to make sure a firm.

  1. Considering a defined benefit pension transfer

    Consumers Your rights Published: 04/06/2020 Last modified: 24/08/2023
    Transferring out of a defined benefit (DB) pension scheme is a big decision and isn’t right for everyone. Find out what you need to think about, and the risks involved.
  2. Claims management companies: our regulation

    Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
    The FCA is the claims management companies (CMCs) regulator. Learn about regulation and whether your firm needs to be FCA-authorised.
  3. Using payment service providers

    Consumers Your rights Published: 28/02/2020 Last modified: 30/10/2023
    Find out more about non-bank payment providers, what protections you have if you use their services, and what happens if a provider fails.
  4. Apply to become a consumer investments firm

    Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.
  5. Apply to become a home finance provider

    Firm authorisation Published: 28/04/2020 Last modified: 15/11/2023
    Find out how to apply to the FCA for authorisation if you’re a non-bank lender, lifetime mortgage provider or third-party mortgage administrator.
  6. Overseas Funds Regime: Update for firms

    Published: 01/05/2024 Last modified: 19/07/2024
    The Overseas Funds Regime (OFR) is expected to go live  later in 2024. We provide some key dates and initial information about how you can apply.
  7. Unregulated collective investment schemes

    Consumers Know your rights Published: 18/04/2016 Last modified: 19/08/2021
    Find out more about unregulated collective investment schemes (UCIS) and why you should be wary about investing in them.
  8. Credit unions carrying out consumer credit activities

    Tasks for firms Published: 16/11/2015 Last modified: 03/04/2024
    Find out how to notify the FCA or apply for permission to carry out Conditional Sale, Hire Purchase or other types of consumer credit activity.
  9. Early and High Growth Oversight

    Firms Published: 25/04/2022 Last modified: 12/07/2024
    Following a successful pilot, find out how we’re expanding Early and High Growth Oversight to support more newly authorised firms.
  10. Cryptoassets: AML / CTF regime - Registering with the FCA

    Published: 22/03/2023 Last modified: 01/07/2024
    You must register with us if you want to provide cryptoasset services that come within the scope of money laundering regulations. Find out if this applies to you and how to register.