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Showing 4451 to 4460 of 5095 search results for Financial Services Register to make sure a firm.

  1. From Zeroes to Heroes: How culture in financial services can change for everyone’s benefit

    Speeches Published: 29/11/2022 Last modified: 08/01/2024
    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Culture and Conduct Forum for the Financial Services Industry.

  2. FCA launches discussion on competition impacts of Big Tech on financial services industry

    Press Releases Published: 25/10/2022 Last modified: 26/10/2022
    The FCA is seeking views on the potential competition benefits and harms from Big Tech firms’ entry into retail financial services sectors

  3. Beesley lecture: Economics, technology and data - Redefining the future of conduct regulation

    Speeches Published: 14/11/2014 Last modified: 20/10/2015
    critical question: how do you make sure regulatory intervention becomes socially useful intervention? ... In other word, economics has never been more important to the future of our financial services or its customers..

  4. The FCA sets out in detail how it will regulate consumer credit, including payday lending, when it takes over responsibility in April 2014

    Press Releases Published: 03/10/2013 Last modified: 29/11/2016
    There is a balance to be struck here, and to make sure we get it right we want to hear from as many interested parties as possible.”. ... Consumers will continue to have access to the Financial Ombudsman Service, but there are currently no plans to

  5. The FCA asks for views on changes it plans to make to its rules and guidance as a result of the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements

    Press Releases Published: 12/11/2015 Last modified: 04/02/2016
    agreements. If the FCA decides to apply these rules in relation to P2P agreements, advisers would need to ensure that they take reasonable steps to make sure that personal recommendations are ... On 1 April 2013 the Financial Conduct Authority (FCA)

  6. Reporting obligation

    Markets policy Published: 22/05/2016 Last modified: 26/07/2024
    Under UK European Markets Infrastructure Regulation (UK EMIR) requirements, all counterparties must report any derivative contract concluded, modified or terminated. Find out more about submitting your firm's obligations.

  7. UK EMIR reporting questions and answers

    Published: 01/05/2024 Last modified: 26/07/2024
    Guidance for reporting under the revised UK EMIR Article 9 reporting requirements.

  8. FCA Connect

    Registers and systems Published: 03/05/2016 Last modified: 09/02/2023
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.

  9. Enforcement

    About us How we regulate Published: 22/04/2016 Last modified: 22/10/2021
    Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards.

  10. Cancelling an authorisation or registration

    Firm authorisation Published: 08/08/2017 Last modified: 03/08/2023
    You need to apply to the FCA to cancel your authorisation or registration. Find out how to submit your application.
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