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Showing 4461 to 4470 of 5095 search results for Financial Services Register to make sure a firm.
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UK Securities Financing Transactions Regulation (UK SFTR)
The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market. -
Market abuse
Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place. -
Help: Connect
Useful tips for registering with Connect if you are already authorised. -
Authorisation
Authorisation landing page -
UK EMIR
The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm. -
Training and competence
Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated. -
Flood and storm insurance claims
We remind firms to make sure they have plans in place to manage the impact of coronavirus on the seasonal increase in floor and storm-related claims. -
Regulated covered bonds
Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime. -
Payment Accounts Regulations 2015 (PARs)
Find out more about Payment Accounts Regulations (PARs), including information on what they aim to improve. -
Consumer Duty events
The FCA has run events to help firms understand our expectations for the Consumer Duty and prepare for implementation. Find out about these and watch the webinars.