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Showing 4471 to 4480 of 5095 search results for Financial Services Register to make sure a firm.

  1. Whistleblowing: How to make a report

    Firms Published: 21/10/2020 Last modified: 01/02/2024
    Find out how to report your concerns to the FCA's Whistleblowing team and what happens to your information once you have made a report

  2. Protecting consumers

    What we do Published: 18/04/2016 Last modified: 19/07/2022
    Find out how the FCA protects consumers from harm caused by bad conduct in the financial services industry.

  3. Report a scam

    Consumers Report a firm Published: 05/03/2020 Last modified: 10/04/2024
    If you think you’ve been contacted by a fraudster or unauthorised firm, find out which scams the FCA can look into and how to make a report.

  4. Dealing commission

    Speeches Published: 10/07/2014 Last modified: 10/07/2014
    Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA conference on dealing commission in London. This is the text of the speech as drafted, which may differ from the delivered version.

  5. Balance of interests

    Speeches Published: 26/06/2013 Last modified: 18/01/2017
    Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version.

  6. Data security

    Tasks for regulated firms Published: 31/07/2015 Last modified: 21/02/2023
    You are responsible for securing your customer data and protecting it from fraudsters. Read more about the measures you should consider.

  7. Cryptoassets: our work

    Focus areas Published: 23/01/2019 Last modified: 03/05/2024
    Learn more about our work on cryptoassets to ensure consumers are protected, market integrity is upheld, and competition works in the interest of consumers.

  8. Approved Persons Regime

    Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
    Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test.

  9. Transaction reporting

    Markets Transaction reporting Published: 29/05/2016 Last modified: 12/01/2024
    We use transaction reports to detect and investigate suspected market abuse. Find out more about the submission of transaction reports and the data they should contain.

  10. Request an FCA speaker

    Last modified: 20/02/2023
    Our speaker request process is the formal channel for considering FCA’s external speaking engagements. 
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