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Showing 4491 to 4500 of 5095 search results for Financial Services Register to make sure a firm.
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The rapidity of change
Speech by Tracey McDermott, Acting Chief Executive at the Financial Conduct Authority, to be delivered at the City Banquet - Mansion House this evening. This is the text of the speech as drafted, which may differ from the delivered version. -
2014 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. -
Requests for letters of goodstanding
You can find this information on ourFinancial Services Register. ... Individual. Firm name. Firm reference number (FRN). FS Register. You can check theFRN on the FS Register.. -
FIN074 returns – who needs to complete and why
To work out if your firm needs to pay the Economic Crime Levy, we’ll send you a FIN074 return to complete. If you believe your firm is exempt, contact us. -
Variation of permission
If your firm wants to change or add to its regulated activities, find out how you can apply to us for a variation of permission (VoP). -
AIFMD updates
There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms. -
Car finance complaints
Some car finance customers may have been charged too much on their loans. Find out what to do if you think this affects you. -
A test of conscience
Resource and training questions, for sure. Many firms will have highly specialised teams to deal with issues related to consumer vulnerability. ... So, as an example, there is a long-standing, official expectation on industry not to make changes to the -
Pay your annual fee
Find out about the different ways you can pay your annual fee: direct debit, online, credit transfer, instalments. -
Trail commission
If you received financial advice or used an intermediary to buy an investment product before 31 December 2012, you may be paying trail commission. Find out how you can stop paying.