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Showing 4541 to 4550 of 5095 search results for Financial Services Register to make sure a firm.

4541. Climate change and sustainable finance

      Published: 19/04/2021 Last modified: 24/06/2024
      The FCA's work on climate change and other environmental, social and governance (ESG) issues.

4542. Whistleblowing quarterly data 2023 Q1

      Data Published: 30/06/2023 Last modified: 30/06/2023
      The data shows the number of new whistleblowing reports the FCA received in January to March 2023 and the allegations they featured.

4543. The business of social purpose

      Speeches Published: 26/11/2020 Last modified: 26/11/2020
      A speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, on the business of social purpose.

4544. Whistleblowing quarterly data 2022 Q3

      Data Published: 12/01/2023 Last modified: 12/01/2023
      Our data shows the number of new whistleblowing reports the FCA received in July to September 2022 and the allegations they featured.

4545. How we are making form filling easier for applicants

      Blogs Published: 12/10/2023 Last modified: 12/10/2023
      The FCA is making improvements to the application process for authorisation and the first form we're looking at is Form A.

4546. Whistleblowing quarterly data 2023 Q2

      Data Published: 13/10/2023 Last modified: 13/10/2023
      The data shows the number of new whistleblowing reports the FCA received in April and June 2023 and the allegations they featured.

4547. Equidebt Limited

      Warnings Published: 12/05/2016 Last modified: 17/05/2016
      We believe this firm has been carrying out consumer credit activities in the UK without our permission or authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

4548. Whistleblowing quarterly data 2024 Q1

      Data Published: 11/06/2024 Last modified: 14/06/2024
      The data shows the number of new whistleblowing reports the FCA received between January and March 2024 and the allegations they featured.

4549. Promoting competition

      What we do Published: 22/03/2016 Last modified: 02/04/2024
      What the FCA does to promote effective competition in the interests of consumers.

4550. Senior Managers and Certification Regime

      Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
      The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.