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Showing 4551 to 4560 of 5095 search results for Financial Services Register to make sure a firm.

  1. Treating vulnerable consumers fairly

    Tasks for firms Focus areas Published: 27/07/2020 Last modified: 21/03/2024
    Find out about our work on the fair treatment of vulnerable customers, including why vulnerability matters, how it affects your firm, and our guidance on supporting customers in vulnerable circumstances.

  2. Employers' liability insurance: claiming for a work-related injury or illness

    Consumers Published: 18/04/2016 Last modified: 17/07/2020
    If you want to make a claim following a work-related illness or injury, but are unable to get the information you need from your employer, read our guidance to help you find the right insurer.

  3. Regulating high frequency trading

    Speeches Published: 04/06/2014 Last modified: 04/06/2014
    Speech by Martin Wheatley, CEO, the FCA, at the Global Exchange and Brokerage Conference, New York. This is the text of the speech as drafted, which may differ from the delivered version.

  4. Annual fees: Online Invoices with FCA Chrysalis

    Tasks for firms Published: 07/05/2015 Last modified: 28/07/2023
    Firms use the FCA online invoicing portal to access their invoices, pay their fees and more. The portal is the most efficient and environmentally friendly way for them to communicate with firms. Find out how to register and login below.

  5. Credit rating agencies

    Focus areas Published: 07/01/2019 Last modified: 30/11/2023
    Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with the FCA.

  6. Electronic Communications Exclusion (ECE)

    Tasks for regulated firms Published: 19/09/2017 Last modified: 10/02/2023
    Find out more about the ECE, including what the exclusion applies to, when and how to make a notification and the information we need from you.

  7. Wholesale Conduct Risk

    Speeches Published: 24/07/2015 Last modified: 24/07/2015
    Against that backdrop you will I am sure agree that it is difficult to overstate the role the wholesale markets to the global financial system, and their importance to the UK. ... We want London to remain a success. The effective functioning of our

  8. Whistleblowing quarterly data 2024 Q2

    Data Published: 23/07/2024 Last modified: 23/07/2024
    The data shows the number of new whistleblowing reports the FCA received between April and June 2024 and the allegations they featured.

  9. Sure Money UK (clone of FCA authorised firm)

    Warnings Published: 12/05/2016 Last modified: 12/05/2016
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  10. Robo Advice: an FCA perspective

    Speeches Published: 02/11/2017 Last modified: 02/11/2017
    Speech by Bob Ferguson, Head of Department, Strategy & Competition Division, FCA
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