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Showing 4601 to 4610 of 5095 search results for Financial Services Register to make sure a firm.
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UK EMIR notifications and exemptions
Notifications and applications under UK European Market Infrastructure Regulation (UK EMIR) fall into certain categories. Learn more about these notifications, applications and relevant technical standards. -
Understanding high-risk investments
Often advertised as high-return investments, high-risk investments put your money at higher risk and should always be treated with caution. -
Complaints data items: FAQs
Complaints data items: FAQs -
The future of the UK mortgage market
Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the FCA mortgage conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Journey towards a conduct regulator
Speech by Clive Adamson, Director of Supervision, the FSA at the Westminster Forum, London -
Improving the consumer experience
Speech by Christopher Woolard, Director of Policy, Risk & Research at the FCA, to the Tax Incentivised Savings Association (TISA) Annual Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Learning the lessons of the past as an industry
It is difficult to argue that the actions of those who work in the financial services do not have a similar breadth of impact. ... The vital point will be to make sure those difficult times are used as a lesson – not simply for the individuals and -
The post-Brexit Handbook: a collective opportunity
The FCA is working on what a UK financial services rulebook outside of the EU will look like – and we want you to get involved. -
Regulation in a changing world
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the City of London/Cicero event on Future of Regulation. -
Get-rich-quick schemes
Find out how get-rich-quick schemes like Ponzi and pyramid schemes work, and how to protect yourself from these scams.