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Showing 4671 to 4680 of 5096 search results for Financial Services Register to make sure a firm.
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Chairman's speech to the Trust in Banking Conference
Speech by John Griffith Jones, Chairman, FCA, delivered at the Trust in Banking Conference, organised by Cambridge Judge Executive Education at the London Stock Exchange. This is the text of the speech as drafted, which may differ from the delivered -
Gyms and golf clubs
Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application. -
The FCA’s role in promoting innovation
Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the BBA FinTech Banking Conference. -
Improving the suitability of financial advice
Speech by Debbie Gupta, Director of Life Insurance and Financial Advice Supervision at the FCA, delivered at Money Marketing Interactive Conference 2019, Harrogate. -
Our approach to competition
The FCA promotes effective competition in the interests of consumers. -
A strategy for positive sustainable change
Speech by our CEO, Nikhil Rathi, delivered at COP26 -
The treatment of politically exposed persons
The FCA has reviewed how effectively firms are following guidance on politically exposed persons for anti money-laundering purposes and proposed changes. -
Safe custody services and money laundering
Find out more about what businesses that rent safety deposit boxes need to do. -
Outsourcing claim activities to private investigators
Understand the responsibilities of insurers for the actions of private investigators (PIs) who investigate claims. -
Prosecutions and cancellations
Read about which societies have had their registration cancelled and/or been prosecuted for failing to submit an annual return and accounts.