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Showing 4681 to 4690 of 5097 search results for Financial Services Register to make sure a firm.

  1. Prosecutions and cancellations

    Tasks for firms Published: 27/07/2015 Last modified: 26/01/2024
    Read about which societies have had their registration cancelled and/or been prosecuted for failing to submit an annual return and accounts.

  2. Cracking down on misleading credit brokers

    About us What we do Published: 17/02/2023 Last modified: 17/02/2023
    The FCA researched different types of investors to decide the best techniques to reach different groups with the InvestSmart campaign.

  3. Outsourcing claim activities to private investigators

    Tasks for regulated firms Published: 09/02/2016 Last modified: 14/02/2023
    Understand the responsibilities of insurers for the actions of private investigators (PIs) who investigate claims.

  4. Financial promotions quarterly data 2022 Q2

    Data Published: 22/07/2022 Last modified: 04/11/2022
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2022 to 30 June 2022.

  5. Restrictions placed on Mrs Lisa Campbell

    News stories Published: 04/04/2023 Last modified: 31/08/2023
    On 3 April 2023, we imposed a number of conditions on the approval of Mrs Lisa Campbell as a senior manager of Campbell & Associates Independent Financial Advice Limited.

  6. Scammers target over £2 million in pension pots in the last five months

    ScamSmart Press Releases Published: 07/07/2021 Last modified: 07/07/2021
    The FCA are urging anyone saving for their retirement to protect their savings.

  7. FCA finalises revised Payment Services Directive (PSD2) requirements

    Press Releases Published: 19/09/2017 Last modified: 19/09/2017
    The Financial Conduct Authority (FCA) has today published its approach to implementing the revised Payment Services Directive (PSD2). 

  8. The FCA and the Future of Retail Banking

    Speeches Published: 26/11/2013 Last modified: 04/11/2019
    Speech by Clive Adamson, FCA Director of Supervision, at the Marketforce and the IEA’s 16th Annual Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  9. Getting the right investor outcomes

    Speeches Published: 24/09/2014 Last modified: 30/09/2014
    Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

  10. Competition and investment banking

    Speeches Published: 09/07/2014 Last modified: 09/07/2014
    So, quite deliberately, we expect there to be limited cross-over. However, both reviews are central to the FCA achieving its overarching strategic objective of making financial services markets work well. ... When the FCA was created last year, it was
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