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Showing 4691 to 4700 of 5097 search results for Financial Services Register to make sure a firm.

  1. Service standards 2018/19

    Data Published: 24/06/2019 Last modified: 24/06/2019
    The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2018/19.

  2. Fair and effective markets review

    Speeches Published: 14/07/2015 Last modified: 23/10/2015
    on their own gains; and where cross-firm tribalism was more important than the interests of their clients or their firms. ... co-chaired by the FCA CEO Martin Wheatley and Charles Roxburgh, Director-General for Financial Services at HMT.

  3. Dealing with EEA firms and investment funds

    Consumers Published: 15/12/2020 Last modified: 19/06/2024
    What to check if you’re dealing with an EEA firm in supervised run-off (SRO) or contractual run-off (CRO), or a fund in the temporary marketing permission regime (TMPR).

  4. Money laundering registration

    Tasks for firms Published: 22/02/2016 Last modified: 18/03/2024
    Find out about money laundering registration, including when to register, de-register or tell the FCA about a change.

  5. Mortgage Lending in the post MMR world

    Speeches Published: 05/11/2014 Last modified: 10/11/2014
    Speech by Linda Woodall, Director of Mortgage and Consumer Lending, Council of Mortgage Lenders Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  6. Financial promotions quarterly data 2022 Q1

    Data Published: 27/04/2022 Last modified: 22/07/2022
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for January 2022 to 31 March 2022.

  7. Authorised electronic money institution (authorised EMI)

    Last modified: 22/09/2017
    to provide payment services through agents); the FCA will update the Financial Services Register to reflect that these businesses will no longer be authorised for these activities. ... Please select:. Yes. No. Yes 2. 1. Authorised EMIs authorised before

  8. Amend an authorised fund

    Tasks for firms Published: 10/05/2015 Last modified: 18/07/2023
    To amend or wind up an authorised fund you must send us a notification for approval of the proposed change.

  9. Financial promotions quarterly data 2024 Q1

    Data Published: 26/04/2024 Last modified: 26/04/2024
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2024 and 31 March 2024.

  10. Information for newly authorised firms

    Published: 30/09/2022 Last modified: 25/05/2023
    As a newly authorised firm, learn about the systems you'll use and important things you need to know.
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