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Showing 4711 to 4720 of 5097 search results for Financial Services Register to make sure a firm.

  1. Investors warned over Connaught Income Funds

    News stories Published: 26/05/2011 Last modified: 16/07/2014
    Make sure you and your financial adviser or stockbroker understand how the funds work and what investing in them means for your money. ... Always make sure your financial adviser is qualified and regulated by the FSA (please check the FSA Register).

  2. The role of the FCA in a changing regulatory landscape

    Speeches Published: 27/10/2022 Last modified: 27/10/2022
    Speech by Nikhil Rathi, our Chief Executive, delivered at the Lord Mayor's City Banquet at Mansion House.

  3. Consumer credit lenders and authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 28/04/2020
    Here we list some typical misconceptions about the way we authorise lenders. Then we give you the facts.

  4. Protecting access to cash and banking services

    Speeches Published: 13/05/2021 Last modified: 13/05/2021
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at Which? Cash Summit 2.0

  5. Preparing for the future of Consumer Investments

    Corporate documents Published: 08/12/2023 Last modified: 08/12/2023
    We want consumers of all wealth levels to be able to make good investment decisions, with confidence and understanding of the risks and the protection involved.

  6. It's time for an Enlightenment on financial inclusion

    Speeches Published: 29/09/2023 Last modified: 29/09/2023
    Speech by Nikhil Rathi, the FCA's Chief Executive, delivered at PwC Glasgow for the Scottish Financial Enterprise: Extending Financial Inclusion event.

  7. Preparing your firm's financial information

    Firms Firm authorisation Published: 24/05/2023 Last modified: 25/07/2024
    Find out what financial information to include before you submit an application to be authorised by us.

  8. Assessing the value of financial advice

    Speeches Published: 04/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London.

  9. FCA updates guidance for branch closures

    Press Releases Published: 11/10/2022 Last modified: 11/10/2022
    The FCA publishes additional guidance on expectations for banks that are considering branch or ATM closures

  10. Conduct in a new era: leaders rejecting complacency

    Speeches Published: 13/06/2013 Last modified: 18/07/2013
    Speech by John Griffith-Jones, Chairman, the FCA, to theCityUK conference in London. This is the text of the speech as drafted, which may differ from the delivered version.
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