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Showing 4781 to 4790 of 5102 search results for Financial Services Register to make sure a firm.

  1. Primary Market Bulletin 33

    Newsletters Published: 29/03/2021 Last modified: 22/04/2021
    Welcome to the 33rd edition of the Primary Market Bulletin (PMB).

  2. Speech: Culture in UK banking – regulatory priorities

    Insight Published: 18/10/2016 Last modified: 17/02/2017
    Through this efficient allocation of capital and risk, the economy grows in a stable and long-term way.It is worth adding that for financial services firms to deliver this positive ... Culture in financial services firms is critical to their ability to

  3. Finding opportunity in a world of uncertainty

    Speeches Published: 30/06/2022 Last modified: 30/06/2022
    Speech by Sarah Pritchard, Executive Director, Markets, at the CityUK Annual Conference.

  4. Speech: Shadow banking - the potential risks and rewards

    Insight Published: 21/02/2017 Last modified: 02/03/2017
    as our research in the Financial Services Authority (FSA) showed. ... There are also problems with determining how the decisions that regulators seek to change are taken under the many forms of uncertainty present in financial services, to the extent

  5. Building a common language in the mortgage market

    Speeches Published: 06/11/2013 Last modified: 06/11/2013
    Speech by Linda Woodall, Director of Mortgages and Consumer Lending FCA at the Council of Mortgage Lenders (CML) - Mortgage Industry Conference and Exhibition. This is the text of the speech as drafted, which may differ from the delivered version.

  6. FCA Enforcement and the Wholesale Markets

    Speeches Published: 26/11/2014 Last modified: 30/01/2015
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered

  7. Women in finance: keeping up the pressure for progress

    Speeches Published: 22/03/2018 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to the Women in Finance Summit, London

  8. FCA statement on proposals to introduce a public register

    Statements Published: 26/02/2018 Last modified: 26/02/2018
    Later this year, the Financial Conduct Authority (FCA) will consult on proposals to make information available on a wider range of individuals at authorised firms.

  9. Chris Ellis Keeler (cloned individual)

    Warnings Published: 15/12/2011 Last modified: 30/08/2018
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone individual’. 

  10. Our Perimeter Report

    Annual reports Published: 20/07/2022 Last modified: 05/04/2024
    Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products
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