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Showing 4841 to 4850 of 5102 search results for Financial Services Register to make sure a firm.

  1. Views sought to radically improve access to financial advice

    Press Releases Published: 12/10/2015 Last modified: 19/10/2015
    The review is being led by Charles Roxburgh, Director General, Financial Services at HM Treasury and Tracey McDermott, acting CEO at the FCA. ... A key part of that is making sure that people can access high quality, affordable, tailored advice and

  2. Weighing the value of data – trade-offs, transparency and competition in the digital marketplace

    Speeches Published: 07/05/2019 Last modified: 08/05/2019
    Speech by Robin Finer, Acting Chief Economist at the FCA, delivered at the Respublica conference ‘The Value of Data, Competition, and Financial Services’, London.

  3. FCA highlights areas of focus for firms implementing the Consumer Duty

    Press Releases Published: 25/01/2023 Last modified: 25/01/2023
    With 6 months to go before the Consumer Duty comes into force, the Financial Conduct Authority (FCA) has published a review of how firms are planning to implement the Duty.  

  4. Fighting financial crime – the force multiplier effect

    Speeches Published: 07/09/2022 Last modified: 07/09/2022
    Speech by Sarah Pritchard, Executive Director, Markets, FCA at the Financial Crime Summit – 1LOD.

  5. Consumer warning on Grosvenor Associates Ltd

    News stories Published: 01/12/2021 Last modified: 01/12/2021
    We have removed Grosvenor Associate Ltd’s permissions. It is therefore no longer authorised to carry out any regulated activities. 

  6. The future of competition and regulation in retail banking

    Speeches Published: 28/11/2017 Last modified: 28/11/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Future of Retail Banking 2017.

  7. Unsecured Loans For You / Unsecured Loans 4 You / unsecuredloans4u (clone of authorised firm)

    Warnings Published: 10/12/2014 Last modified: 30/08/2018
    Fraudsters are using the details of firms registered to carry out financial services activities to try to convince people that they work for a genuine, registered firm. Find out more about this ‘clone firm’.

  8. Notification and disclosure of net short positions

    Markets Short selling Published: 07/05/2016 Last modified: 17/07/2024
    The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments.

  9. Brown Brothers Harriman SCA (cloned firm)

    Warnings Published: 15/03/2013 Last modified: 25/08/2016
    We believe fraudsters are using the details of an authorised firm to try to convince people that they are genuine. See how to protect yourself from scammers of this ‘cloned firm’.

  10. Brexit: information for the banking and payment sectors in the UK

    Firms Published: 26/02/2019 Last modified: 21/06/2022
    Information on how UK firms should approach servicing customers based in the EEA, now that the transition period has ended.
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