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Showing 4931 to 4940 of 5102 search results for Financial Services Register to make sure a firm.

  1. FCA concludes action to protect consumers from unauthorised clone

    Statements Published: 11/09/2014 Last modified: 19/01/2016
    The FCA commenced civil proceedings in September 2014 because it was concerned that individuals purporting to be Joh. Berenberg, Gossler & Co. KG had carried on regulated activities in breach of the Financial Services and Markets Act 2000 by acting

  2. Balancing regulatory objectives in the dynamic consumer credit market

    Speeches Published: 27/09/2016 Last modified: 27/09/2016
    Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, at the Future of Lending Conference.

  3. Shareholding notification and disclosure

    Markets Published: 02/05/2016 Last modified: 02/07/2024
    There are several transparency rules under Disclosure Guidance and Transparency Rules Chapter 5 (DTR 5). Find out more about how to make a shareholding notification, certain exemptions and submitting information.

  4. FCA announces new chair of the Smaller Business Practitioner Panel

    Press Releases Published: 05/09/2019 Last modified: 05/09/2019
    Charles Randell, Chair of the Financial Conduct Authority, has today announced the appointment of Marlene Shiels, Chief Executive of Capital Credit Union, as Chair of the FCA’s Smaller Business Practitioner Panel from 1 October 2019. She has been

  5. Diversity and inclusion: Our role as a regulator

    About us Published: 09/09/2020 Last modified: 25/09/2023
    We want to see greater levels of diversity and inclusion across the UK financial sector. Read about the work the FCA is doing to drive change in this area.

  6. Consumer warning about the risks of investing in binary options

    News stories Published: 14/11/2017 Last modified: 03/01/2018
    The FCA is issuing this warning to inform consumers about the risk of investing in these high-risk, speculative products. From 3 January 2018, firms offering binary options in or from the UK must be authorised by the FCA.

  7. Connaught Income Series 1 Fund — update to investors

    News stories Published: 29/01/2016 Last modified: 05/12/2016
    If you delay, you may lose your right to have your complaint considered by the firm and by the Financial Ombudsman Service. ... For the contact address of any authorised firm that you wish to complain about, please search the FCA’s Financial Services

  8. FCA to consult on mortgage payment shortfall remediation guidance

    Press Releases Published: 19/10/2016 Last modified: 25/10/2016
    The Financial Conduct Authority (FCA) has today announced that it will consult on new guidance on the treatment of customers with mortgage payment shortfalls (commonly referred to as arrears). This guidance covers remediation for mortgage customers

  9. General insurance value measures data 2022

    Data Published: 20/09/2023 Last modified: 20/09/2023
    The FCA has published value measures data for a wide range of General Insurance (GI) Products for January to December 2022.

  10. FCA publishes interim findings of study into retirement income market

    Press Releases Published: 12/07/2017 Last modified: 12/07/2017
    The Financial Conduct Authority (FCA) has today published the interim findings of the Retirement Outcomes Review. Launched in July 2016, this is the first major comprehensive study into how the retirement income market is changing since the pension
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