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Showing 4971 to 4980 of 5102 search results for Financial Services Register to make sure a firm.

  1. Remuneration and performance management of sales staff (SYSC 19F)

    Tasks for regulated firms Published: 23/05/2018 Last modified: 10/02/2023
    FCA provides rules on staff incentives and the remuneration of sales staff and advisers.

  2. Cultural evolution: how culture must change to meet expectations

    Speeches Published: 26/06/2023 Last modified: 26/06/2023
    Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations, delivered online at the Westminster Business Forum.

  3. FCA warns consumers about unauthorised forex investment xchloesworld

    News stories Published: 13/01/2021 Last modified: 13/01/2021
    The FCA has updated its consumer warning against an unauthorised online trader using Instagram, known as chloefxtrades / chloehenx, to include a further account xchloesworld.

  4. What are the lessons for insurance supervisors from the recent financial crisis?

    Speeches Published: 12/02/2013 Last modified: 09/04/2024
    Speech by Adair Turner, FSA Executive Chairman at the Swedish Central Bank.

  5. OPBAS publishes report on legal and accountancy sector supervision

    Press Releases Published: 28/04/2023 Last modified: 28/04/2023
    In its fourth report, the Office for Professional Body Anti-Money Laundering Supervision (OPBAS) has found that professional bodies are continuing to demonstrate good levels of compliance with money laundering regulations but improvements in how

  6. Information for customers of The Mortgage Matters Partnership (TMMP)

    News stories Published: 26/10/2018 Last modified: 10/05/2019
    Some of TMMP’s customers were given mortgage advice which may have been unsuitable and a customer contact and redress programme was started. The firm has been declared in default by the Financial Services Compensation Scheme (FSCS) and as a result

  7. FCA announces extension to its use of the temporary transitional power

    Press Releases Published: 25/07/2019 Last modified: 25/07/2019
    The Financial Conduct Authority (FCA) today confirmed it intends to extend the proposed duration of the directions issued under the temporary transitional power to the 31 December 2020. This is to reflect the extension of Article 50. Other than the

  8. Levelling the playing field – innovation in the service of consumers and the market

    Speeches Published: 20/04/2021 Last modified: 20/04/2021
    Speech by our CEO, Nikhil Rathi, to FinTech Week.

  9. Alternative investment fund manager (AIFM) hosting

    Firms Published: 25/03/2024 Last modified: 25/03/2024
    Information for AIFMs using the host model to manage alternative investment funds (AIFs), known as AIFM hosting.

  10. PSR and FCA launch joint call for information on big tech and digital wallets

    Press Releases Published: 15/07/2024 Last modified: 15/07/2024
    We are seeking views on the benefits and risks digital wallets bring to people and businesses.
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