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Showing 5041 to 5050 of 5103 search results for Financial Services Register to make sure a firm.
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Consumer Duty implementation: good practice and areas for improvement
What firms are doing well and what they could do better. -
FCA reminds asset managers of importance of meeting investors’ expectations
To ensure investors’ expectations are met, fund management firms must have appropriate oversight to make sure the fund is being managed in accordance with its stated investment policy. ... On the 1 April 2013 the Financial Conduct Authority (FCA) -
Insurance firms failing to consider value of the products and services provided to consumers
The Financial Conduct Authority (FCA) is warning General Insurance (GI) firms about manufacturing, sales and distribution approaches that can lead to customers purchasing inappropriate products, paying excessive prices or receiving poor service. -
Martin Wheatley calls for greater transparency in the asset management sector at the 2013 FCA Asset Management Conference
Our clear objective is to ensure we deliver the greatest possible value for money, transparency and accountability to our customers and we will explore all possible avenues to make sure we ... On 1 April 2013 the FCA became responsible for the conduct -
CP18/29: Temporary permissions regime for inbound firms and funds
The temporary permissions regime will allow EEA firms and funds to continue regulated business in the UK, if the UK leaves the EU in March 2019 without an implementation period in place. This consultation paper sets out how we expect the regime to -
Carina Asset Management / Sloane Court Capital / SS & Co Consultancy Limited
We have published this statement to warn consumers against dealing with unauthorised firms. -
FCA, TPR and MaPS joint statement on P&O defined benefit pension schemes
Current and former employees of P&O are urged not to make any quick decisions about their pension following recent media reports. -
Insurance providers warned not to undervalue cars or other insured items when settling claims
Insurance firms have been warned not to undervalue cars and other insured items when settling insurance claims especially during the cost of living squeeze. -
FCA statement on the reporting of derivatives under the UK EMIR regime in a no-deal scenario
This statement explains what Trade Repositories (TRs), and UK counterparties that use them, should do to make sure they are compliant with their EMIR reporting obligations after the UK leaves the EU. -
FCA tells credit card firms to review their approach to persistent debt customers
FCA tells credit card firms to review their approach to persistent debt customers.