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Showing 1031 to 1040 of 1596 search results for Firm level complaints data.

  1. FCA bans the sale of crypto-derivatives to retail consumers

    Press Releases Published: 06/10/2020 Last modified: 06/10/2020
    The FCA has published final rules banning the sale of derivatives and exchange traded notes (ETNs) that reference certain types of cryptoassets to retail consumers

  2. Kenneth Carver fined £35,212 for insider dealing

    Press Releases Published: 30/03/2015 Last modified: 30/11/2016
    Carver’s fine level has been reduced due to his significant cooperation with the FCA investigation.”. ... On 1 April 2013, the FCA became responsible for the conduct and supervision of all regulated financial firms and the prudential supervision of

  3. FCA to move faster to remove unused firm permissions

    Press Releases Published: 09/09/2021 Last modified: 09/09/2021
    The FCA has published draft guidance on a new power that allows it to move faster to remove regulatory permissions that are no longer being used by financial services firms.

  4. The new pension flexibilities – update from the FCA

    Statements Published: 30/06/2015 Last modified: 12/04/2024
    An update on FCA activity on pension flexibilities.

  5. FG15/10 - Risks to customers from performance management at firms

    Finalised guidance Published: 27/07/2015 Last modified: 19/07/2016
    In March 2015 we consulted on proposed guidance to help firms mitigate the risks that are posed to consumers by inappropriate performance management practices in firms.

  6. Product value and coronavirus: guidance for insurance firms

    Policy and guidance Finalised guidance Published: 03/06/2020 Last modified: 30/10/2020
    This guidance sets out our expectations for insurers and insurance intermediaries to consider the value of their products in light of the exceptional circumstances arising from coronavirus (Covid-19).

  7. Scammers target over £2 million in pension pots in the last five months

    ScamSmart Press Releases Published: 07/07/2021 Last modified: 07/07/2021
    The FCA are urging anyone saving for their retirement to protect their savings.

  8. The importance of purposeful anti-money laundering controls

    Speeches Published: 01/04/2021 Last modified: 01/04/2021
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the AML & ABC Forum 2021.

  9. Can financial distress be predicted or is that just life (events)?

    Insight Published: 03/08/2016 Last modified: 17/02/2017
    If financial distress is predictable, it suggests that before firms grant credit they should consider whether doing so would be expected to lead to the consumer suffering financial distress. ... We explore a broad range of factors which could potentially

  10. Stepstone Credits (clone of FCA authorised firm)

    Warnings Published: 06/07/2020 Last modified: 21/11/2020
    Stepstone Credits (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to
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