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Showing 1051 to 1060 of 1596 search results for Firm level complaints data.

  1. Restrictions placed on Raedex Consortium Limited

    Statements Published: 19/02/2021 Last modified: 26/02/2021
    On 19 February 2021, the FCA imposed a number of restrictions on motor finance provider Raedex Consortium Limited (Raedex) requiring the firm to cease conducting regulated activities because of concerns about its finances. 

  2. Enhancing the UK’s capital markets – The FCA’s role and priorities

    Speeches Published: 08/02/2022 Last modified: 08/02/2022
    Speech by Sarah Pritchard, Executive Director, Markets, to City & Financial Global’s The Future of UK Financial Regulation Summit.

  3. Product sales data: process related aspects FAQs

    Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
    Product sales data: process related aspects FAQs

  4. FCA publishes evaluation of its work on the financial advice market

    Press Releases Published: 03/12/2020 Last modified: 29/11/2021
    FCA publishes evaluation of its work on the financial advice market.

  5. FCA reminds firms to regularly review regulatory permissions

    Statements Published: 18/01/2021 Last modified: 18/01/2021
    We are reminding firms of their obligation to regularly review regulatory permissions to ensure they are up to date and removed where they are not needed.

  6. The drive for data in Non-Bank Financial Intermediation (NBFI)

    Speeches Published: 16/05/2023 Last modified: 16/05/2023
    Speech by Ashley Alder, FCA Chair, delivered at the Managed Funds Associations’ Global Summit

  7. Park First Limited – information for investors

    News stories Published: 04/07/2019 Last modified: 17/10/2019
    Four companies in the Park First group entered administration on 4 July 2019. Find out what this means for investors.

  8. New accountability regime for banks and insurers comes into force

    Press Releases Published: 07/03/2016 Last modified: 19/04/2016
    The new regimes will hold individuals working at all levels within relevant firms to appropriate standards of conduct and ensure that senior managers are held to account for misconduct that falls ... The Senior Managers regime is not designed to

  9. FCA confirms price cap rules for payday lenders

    Press Releases Published: 11/11/2014 Last modified: 17/11/2014
    So the price cap protects them. In the July consultation paper the FCA said it expected to see more than 90% of firms participating in real-time data sharing. ... Data sharing. Firms engaging in this market should be participating in real-time data

  10. Rabo Olsen Global (Clone of EEA authorised firm)

    Warnings Published: 16/01/2020 Last modified: 16/01/2020
    Rabo Olsen Global (Clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to
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