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Showing 1161 to 1170 of 1596 search results for Firm level complaints data.

  1. Review of general insurance intermediaries’ professional indemnity insurance: TR16/9

    Thematic reviews Published: 05/12/2016 Last modified: 05/12/2016
    This report provides the findings from our thematic review into general insurance intermediaries’ professional indemnity. The review was performed to evaluate the individual policies purchased by a sample of firms to assess whether they complied

  2. Five sentenced in FCA prosecution of £2.8m investment fraud

    Press Releases Published: 04/09/2018 Last modified: 04/09/2018
    Operation Tidworth was the FCA’s second largest ever criminal prosecution. The instigator and main beneficiary of the fraud, Michael Nascimento, will be sentenced separately on 14 September 2018.

  3. Deeds not words: the next stage of the FCA’s innovation journey

    Speeches Published: 29/04/2019 Last modified: 29/04/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Innovate Finance Global Summit (IFGS) 2019.

  4. The FSA and the Bank of England relax the barriers to entry for new bank entrants

    Press Releases Published: 26/03/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) and the Bank of England have published the results of their review (the Review) into barriers to new entrants to the banking sector. This Review sets out significant changes to regulatory requirements and

  5. FCA confirms increase in Financial Ombudsman Service award limit

    Press Releases Published: 08/03/2019 Last modified: 08/03/2019
    The Financial Conduct Authority (FCA) has today confirmed that the Financial Ombudsman Service will soon be able to require financial services firms to pay significantly more compensation to consumers and businesses.

  6. Exploring Synthetic Data Validation – privacy, utility and fidelity

    Research articles Published: 12/06/2023 Last modified: 12/06/2023
    This paper explores the insights from a roundtable event hosted by the FCA, the Information Commissioner’s Office, and the Alan Turing Institute.

  7. CP16/14: UCITS V Level 2 Regulation, SFTR and consequential changes to the Handbook

    Consultation papers Published: 19/05/2016 Last modified: 19/05/2016
    We are consulting on proposed changes to the Client Assets sourcebook (CASS) and the Collective Investment Schemes sourcebook (COLL), following the adoption of the Undertakings for Collective Investment in Transferable Securities V Level 2

  8. Our Rule Review Framework

    Corporate documents Published: 12/07/2023 Last modified: 10/01/2024
    The FCA have developed a draft Rule Review Framework to explain how it plans to monitor and review how its rules are working in practice.

  9. Investment pathways: Post-implementation review

    Multi-firm reviews Published: 11/07/2023 Last modified: 11/07/2023
    Review on rationale and take-up, value, communications and asset allocation for investment pathways, and how these could impact consumer outcomes.

  10. UK Financial Conduct Authority and Australian Securities and Investments Commission agree to strengthen cooperation post-Brexit

    Press Releases Published: 08/04/2019 Last modified: 08/04/2019
    The UK Financial Conduct Authority (FCA) and the Australian Securities and Investments Commission (ASIC) today announced they have agreed two Memoranda of Understanding to ensure there is continuity once the UK leaves the European Union. The MoUs
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