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Showing 1221 to 1230 of 1596 search results for Firm level complaints data.

  1. Acting flexibly and treating customers fairly in the face of a pandemic

    Speeches Published: 04/11/2020 Last modified: 04/11/2020
    Speech on the FCA’s priorities for the credit market, by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations.
  2. Financial crime systems and controls during coronavirus situation

    Focus areas Published: 06/05/2020 Last modified: 21/02/2023
    Find out about the FCA's expectations on how firms should apply their systems and controls to combat and prevent financial crime during the coronavirus crisis.
  3. FCA acts to strengthen protections for customers using payment firms

    Press Releases Published: 22/05/2020 Last modified: 22/05/2020
    The FCA launches consultation on additional guidance for payments firms to strengthen the way in which they look after customers’ money.
  4. FCA launches claims management companies fees cap

    Press Releases Published: 01/03/2022 Last modified: 01/03/2022
    New restrictions will apply to claims management companies to prevent them from charging excessive fees to consumers owed compensation from financial services firms.
  5. FG14/6 - Annuity comparison websites: Financial promotions review and guidance for firms

    Finalised guidance Published: 20/06/2014 Last modified: 20/10/2014
    We believe that these points are already covered at a high-level by the existing guidance. ... We believe that whether to provide this level of detail would be up to the individual firm.
  6. Regulating financial innovation – going behind the scenes

    Speeches Published: 02/07/2019 Last modified: 11/09/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Cambridge Centre for Alternative Finance annual conference, Judge Business School.
  7. Capital Markets Union – a regulator’s perspective

    Speeches Published: 04/06/2015 Last modified: 04/06/2015
    Speech by David Lawton, Director of Markets, Policy and International, at the FCA, delivered at the Deutsche Borse Group ‘Blueprint for a European Capital Markets Union’ event on 27 May 2015 at the ETC venues, London. This is the text of the
  8. Katherine of Alexandria Ltd – options for investors

    News stories Published: 25/02/2016 Last modified: 26/02/2016
    Compensation Scheme if things go wrong or if they have a complaint against the firm. ... A breach of section 19 of FSMA by an unauthorised firm gives rise to consumers’ statutory rights under section 26 of FSMA.
  9. FCA introduces new rules on handling complaints about Authorised Push Payment fraud

    Press Releases Published: 14/12/2018 Last modified: 30/04/2024
    The FCA has published new rules allowing victims of Authorised Push Payment (APP) fraud to complain to the payment services provider (PSP) receiving their payment.
  10. Cress Capital / Cress-Capital.com (Clone of FCA authorised firm)

    Warnings Published: 19/10/2020 Last modified: 19/10/2020
    Cress Capital / Cress-Capital.com (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised