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Showing 1371 to 1380 of 1596 search results for Firm level complaints data.
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Wholesale banks and asset management cyber multi-firm review findings
In late 2017 and early 2018 we carried out a cyber multi-firm review with a sample of 20 firms in the asset management and wholesale banking sectors. The firms we selected varied in terms of their size, scale, operating models and geography. These -
Findings of multi-firm review into insurers' valuation of vehicles
We set out the findings from our review which assesses firms’ claims-handling processes for valuing vehicles which have been stolen or written-off (‘total-loss’ claims). -
Andrew Bailey speech on Free Trade in Financial Services matters
Speech by Andrew Bailey, Chief Executive of the FCA, at the Official Monetary and Financial Institutions Forum Lecture - Free Trade in Financial Services matters -
Information related to Covid-specific whistleblower allegations - November 2021
The FCA responds to multiple questions regarding Covid-specific whistleblower allegations. -
CP18/28: Brexit: proposed changes to the Handbook and Binding Technical Standards – first consultation
In this paper, we publish our proposals on how we will amend our Handbook and EU derived binding technical standards (BTS) if the UK leaves the EU without an implementation period in place. We also set out our proposed approach to EU -
Security requirements for providers of account information or payment initiation services seeking authorisation or registration
Under the Payment Service Regulations 2017 (PSRs), providers of payment services must apply certain security requirements. Read more about what you need to do to apply for authorisation or registration. -
Latest FCA perimeter report calls for legislative change to protect consumers
In the 2020/21 Perimeter Report, the FCA has called for legislative change to address concerns beyond its remit. -
FCA publishes results of thematic reviews into enhanced transfer values and SIPP operators
Thematic review into SIPP operators finds some firms still failing to fulfil regulatory obligations. ... not establishing adequately the level of risk a member is willing and able to take. -
FCA publishes final rules to make those in the banking sector more accountable
bonuses) in banks, building societies, and PRA-designated investment firms, which were released in June. ... The change is designed to expand the certification regime to ensure that individuals working in wholesale markets in relevant firms who could -
TR17/1: Customer understanding: Retail banks and building societies
This report provides the findings from our thematic review into firms’ assessment of customer understanding of transactions delivered by retail banks and building societies to consumers.