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Showing 1391 to 1400 of 1596 search results for Firm level complaints data.
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PA Consulting’s Digital Regulatory Reporting: A Review of Phase 1 and 2 of the Digital Regulatory Reporting Initiative
The FCA and Bank of England commissioned PA Consulting to conduct an independent review into the Digital Regulatory Reporting (DRR) programme, critically evaluating key outputs and recommending next steps for future work. -
CP14/4 – Quarterly Consultation Paper No. 4
make minor changes to the complaints data reporting form and update guidance. ... clarify the scope of mortgage Product Sales Data performance data reporting for firms who own regulated mortgage contracts but who do not have the ‘entering into’ -
FCA bans and censures managing director of SIPP operator Montpelier Pension Administration Services Limited
The FCA has banned Kevin Wells, the managing director of Montpelier Pension Administration Services Limited (MPAS), from performing any significant influence function at any regulated firm, and also censured him. -
CP15/41: Increasing transparency and engagement at renewal in general insurance markets
These proposals address concerns about levels of consumer engagement and their treatment by firms at renewal, and the lack of competition that results from this. ... We are proposing:. Rules that require firms to disclose last year’s premium on renewal -
FCA publishes data on progress toward diversity targets and gender pay gap
The Financial Conduct Authority (FCA) has today published a package of information on the progress the organisation is making towards achieving its diversity targets and details of its gender pay gap. -
FSA fines The Co-operative Bank plc for failing to handle PPI complaints fairly
The Financial Services Authority (FSA) has fined The Co-operative Bank plc (Co-op) £113,300 for failing to handle payment protection insurance (PPI) complaints fairly. -
FCA fines and imposes a restriction on Canara Bank for anti-money laundering systems failings
The Financial Conduct Authority (FCA) has fined Canara Bank £896,100 and has imposed a restriction, preventing it from accepting deposits from new customers for 147 days. -
Consumer credit firms must raise advertising standards, says FCA
Consumer credit firms must raise advertising standards, says FCA. Press Releases First published:. ... Firms have responded well when challenged about ads which have not met the standards. -
Branch and ATM closures or conversions; good practice and areas for improvement
Find out more about the good and poor practice the FCA has seen when supervising firms planning branch or ATM closures or conversions. -
CP16/10: Proposed implementation of the Enforcement Review and the Green Report
Chapter 2 explains the PRA and FCA’s implementation of recommendation 1 at an operational level. ... This consultation will be of interest to all firms and individuals involved in providing financial services.