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Showing 1421 to 1430 of 1596 search results for Firm level complaints data.

  1. FCA proposes temporary financial relief for customers impacted by coronavirus

    Press Releases Published: 02/04/2020 Last modified: 03/04/2020
    The FCA proposes targeted temporary measures to support users of certain consumer credit products who are facing a financial impact because of the coronavirus situation.
  2. Review of principal firms in the investment management sector

    Multi-firm reviews Published: 20/05/2019 Last modified: 20/05/2019
    We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.
  3. Fair, transparent and competitive: the FCA’s vision for the asset management sector

    Speeches Published: 30/10/2013 Last modified: 30/10/2013
    Speech by Clive Adamson, FCA Director of Supervision, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  4. FCA appoints new Head of Leeds Office as it recruits 200 roles as part of Transformation

    Press Releases Published: 28/02/2022 Last modified: 28/02/2022
    William Hague, the FCA’s former Chief People Officer, will lead on setting up our new office in Leeds.
  5. FCA reminds banks of their obligations when cancelling Continuous Payment Authorities

    Press Releases Published: 28/06/2013 Last modified: 29/11/2016
    Consumers who have set up a regular payment from their account will now be able to successfully cancel that arrangement by contacting their card provider, the Financial Conduct Authority (FCA) said today.
  6. FCA reveals the fourth round of successful firms in its regulatory sandbox

    Press Releases Published: 03/07/2018 Last modified: 11/04/2024
    The FCA has announced the 29 firms that were successful in their applications to begin testing in the fourth cohort of the sandbox.
  7. FCA decides to fine Tariq Carrimjee in relation to market abuse committed by Rameshkumar Goenka in October 2010

    Press Releases Published: 08/08/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has today published a Decision Notice for Tariq Carrimjee of Somerset Asset Management LLP in relation to assisting Goenka.
  8. CP16/16: Minor Handbook changes related to mortgage borrowers with a payment shortfall

    Consultation papers Published: 10/06/2016 Last modified: 10/06/2016
    We are consulting on proposed changes to our requirements for firms when dealing with customers experiencing a payment shortfall. ... This paper will be of interest to any firm currently administering mortgages and trade bodies for these firms.
  9. FCA sets out proposals to strengthen its financial promotion rules for high-risk investments

    Press Releases Published: 29/04/2021 Last modified: 29/04/2021
    Read our proposals to help retail investors make more effective decisions on high-risk investments
  10. FCA taking assertive action to tackle harm in the consumer investments market

    Press Releases Published: 03/03/2022 Last modified: 13/06/2023
    The FCA is taking assertive action to tackle harm in the consumer investments market, as the latest data shows it has stopped 1 in 4 firms from entering this market.