Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1501 to 1510 of 1596 search results for Firm level complaints data.

  1. lyxorassetmanagement.com (Clone of a Previously Authorised firm, and a current Authorised FCA Firm)

    Warnings Published: 14/06/2024 Last modified: 18/06/2024
    lyxorassetmanagement.com (Clone of a Previously Authorised firm, and a current Authorised FCA Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be

  2. Lloyds Banking Group fined £4.3 million for delayed PPI redress payments

    Press Releases Published: 19/02/2013 Last modified: 09/12/2016
    The Financial Services Authority (FSA) has fined three Lloyds Banking Group firms a total of £4,315,000 for failings in their systems and controls that resulted in up to 140,000 customers receiving delayed payment protection insurance (PPI) redress.

  3. Credit card provider NewDay to provide over £4 million in redress to customers

    Press Releases Published: 24/03/2016 Last modified: 24/03/2016
    NewDay’s scheme will not cover customers charged the relevant fees before 1 April 2014 although the firm will consider any complaints made in respect of these on a ... The FCA expects all firms to consider the fairness and impact of their default fees

  4. MRB - Multi Risk Benefits Limited (clone of FCA authorised firm)

    Warnings Published: 13/08/2013 Last modified: 03/12/2013
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  5. The FCA fines, publicly censures and orders Jersey resident to pay restitution for insider dealing and improper disclosure

    Press Releases Published: 15/07/2016 Last modified: 15/07/2016
    Fortunately the other shareholder did not act on the information. Prior to the placing, the CEO emailed Mr Breeze a second time, asking if he would provide a significant level of ... On 1 April 2013 the Financial Conduct Authority (FCA) became

  6. ICAP Europe Limited fined £14 million for significant failings in relation to LIBOR

    Press Releases Published: 25/09/2013 Last modified: 04/11/2014
    IEL is the first broking firm to be fined for failings relating to the benchmark. ... On the 1 April 2013 the FCA became responsible for the conduct supervision of all regulated financial firms and the prudential supervision of those not supervised by

  7. FG14/8 - Guidance on the Financial Policy Committee’s recommendation on loan to income ratios in mortgage lending

    Finalised guidance Published: 01/10/2014 Last modified: 01/10/2014
    how we expect firms to act in light of the FPC’s recommendation. ... Sales Data, subject to the consecutive sets of four quarters being on a rolling basis.

  8. PS18/15: Extending the Senior Managers & Certification Regime to insurers – Feedback to CP17/26 and CP17/41 and near-final rules

    Policy statements Published: 26/07/2017 Last modified: 04/07/2018
    We have published near-final rules on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms.

  9. FCA confirms further support for motor finance and high-cost credit customers

    Press Releases Published: 15/07/2020 Last modified: 15/07/2020
    We confirm support for users of motor finance, buy-now pay-later, rent-to-own, pawnbroking and high-cost short-term credit products, who face payment difficulties due to coronavirus.

  10. Coronavirus and customers in temporary financial difficulty: guidance for insurance and premium finance firms

    Policy and guidance Finalised guidance Published: 14/05/2020 Last modified: 30/10/2020
    We set out our expectations for firms when considering the fair treatment of existing customers, and in particular customers with temporary financial difficulties due to coronavirus.
Related topics