Search results
Showing 1531 to 1540 of 1596 search results for Firm level complaints data.
-
PS19/2: Previously rejected PPI complaints and further mailing requirements – Feedback on CP18/33 and final rules and guidance
In this Policy Statement (PS) we summarise and respond to feedback to Consultation Paper CP18/33: Regular premium PPI complaints and recurring non-disclosure of commission – Feedback on CP18/18, final guidance, and consultation on proposed mailing -
PS17/27: Insurance Distribution Directive implementation – Feedback to CP17/23 and near-final rules
This is our second Policy Statement setting out near-final rules for the implementation of the Insurance Distribution Directive (IDD). -
FCA says firms must do more to ensure financial promotions do not mislead
FCA says firms must do more to ensure financial promotions do not mislead. ... The FCA acts on complaints received from the public, the Advertising Standards Authority and other organisations. -
TR20/1: The effectiveness of Independent Governance Committees and Governance Advisory Arrangements
We reviewed how effectively Independent Governance committees (IGCs) and Governance Advisory Arrangements (GAAs) are improving the value for money of workplace pensions. -
FCA secures High Court Judgment awarding injunction and over £7 million in penalties against five defendants for market abuse
The High Court today held that the Financial Conduct Authority (FCA) is entitled to permanent injunctions and penalties totalling £7,570,000 against Da Vinci Invest Ltd, Mineworld Ltd, Mr Szabolcs Banya, Mr Gyorgy Szabolcs Brad and Mr Tamas Pornye -
Asia Resource Minerals plc (formerly Bumi plc) fined £4.65m for breaching the Listing Rules
As a result of these failings, investors did not have the level of protection that should have been provided under the LRs in respect of transactions with related parties. ... On the 1 April 2013 the Financial Conduct Authority (FCA) became responsible -
Guinness Mahon Trust Corporation Limited in administration and SIPP business immediately sold to Hartley Pensions
On 17 February 2020, and following complaints in relation to historic high-risk non-standard investments, the directors of Guinness Mahon Trust Corporation Limited (GMTC), a firm authorised and regulated by the FCA, appointed Adam Stephens and Nick -
Clydesdale Bank fined £8.9 million for failing to treat its mortgage customers fairly
Firms must put the interests of customers at the heart of their business if we are to restore trust and confidence in financial services. ... conduct supervision of all regulated financial firms and the prudential supervision of those not supervised by -
Top Markets / Pivot Investing / Pivot International Group / Pivot Investing Group (clone of FCA authorised firm)
Top Markets / Pivot Investing / Pivot International Group / Pivot Investing Group (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you -
FCA challenges industry to improve access to insurance for people with pre-existing medical conditions
The Financial Conduct Authority (FCA) has today published feedback on its Call for Input (CfI) on Access to Insurance.