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Showing 281 to 290 of 1595 search results for Firm level complaints data.

281. Report competition law infringements

     Last modified: 20/10/2021
     Please let us know if you have contacted any other regulators or organisations with your complaint. ... Address. Email. Have you contacted any other regulators or organisations with your complaint?

282. Bank or building society

     Last modified: 22/09/2017
     of business(Chapter 8 in our Approach Document), Complaints handling (Chapter 11 in our Approach Document), Reporting and notifications (Chapter 13 in our Approach Document) and Access to payment account services ... Certain firms which are carrying on

283. ECRYPTOFUTURE

     Warnings Published: 27/04/2022 Last modified: 27/04/2022
     ECRYPTOFUTURE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

284. Periodic auctions

     Research insights Published: 25/06/2018 Last modified: 28/06/2018
     With MiFID II altering the landscape of equity markets, we take a look at this emerging trading format – with the help of data. 

285. Financial crime

     Tasks for firms Published: 30/07/2015 Last modified: 11/03/2024
     Integrity of the UK's financial markets requires the FCA to ensure firms have effective systems and controls to detect, prevent and deter financial crime. Learn from good and poor examples and browse our guide to financial crime.

286. Opened complaints

     Data Published: 19/10/2023 Last modified: 19/10/2023
     This page provides a breakdown of complaints opened, by product, product group and firm type.

287. Red Level Enterprises Limited (clone of FCA authorised firm)

     Warnings Published: 14/10/2014 Last modified: 21/11/2020
     Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

288. Dealing commission

     Speeches Published: 10/07/2014 Last modified: 10/07/2014
     Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA conference on dealing commission in London. This is the text of the speech as drafted, which may differ from the delivered version.

289. Retirement Income Advice Assessment Tool (RIAAT)

     Published: 20/03/2024 Last modified: 20/03/2024
     De

290. Institutional disclosure working group

     Investment managers Published: 08/09/2017 Last modified: 16/02/2023
     See how the institutional disclosure working group made its recommendations to the FCA in June 2018.