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Showing 291 to 300 of 1595 search results for Firm level complaints data.

291. MiFID II conference

     News stories Published: 19/09/2014 Last modified: 09/12/2016
     remaining Level 2 policy questions detail in the European Securities and Markets Authority (ESMA) consultation. ... The new measures in MiFID II will be implemented on 3 January 2017 and will affect trading venues, investment firms and investors.

292. CryptoSprint outputs

     Focus areas Published: 11/05/2022 Last modified: 23/02/2023
     Learn more about our first policy-focused CryptoSprint events held in May and June 2022.

293. Regulators finalise clearer, more transparent Complaints Scheme

     Press Releases Published: 27/07/2023 Last modified: 27/07/2023
     The FCA, the Prudential Regulation Authority (PRA) and the Bank of England have finalised a revised scheme for those who have complaints about the regulators, following a consultation.

294. Complaints Scheme: our approach to remedies

     Statements Published: 16/06/2020 Last modified: 13/03/2024
     This statement explains our current approach to deciding what we do when we agree that a complaint made about the FCA under the Complaints Scheme (the Scheme) is well founded.  We aim to apply a consistent and fair approach to ensure remedies are

295. Data Bulletin: December 2017 - Regulated mortgage lending

     Data Published: 07/12/2017 Last modified: 21/08/2019
     This issue of the Data Bulletin focuses on the latest trends in regulated mortgage lending over the last ten years.

296. TR13/7 - Payment protection insurance complaints: report on the fairness of medium-sized firms’ decisions and redress

     Thematic reviews Published: 25/09/2013 Last modified: 15/11/2016
     TR13/7 - Payment protection insurance complaints: report on the fairness of medium-sized firms’ decisions and redress. ... customers. We found that 6 firms were handling PPI complaints as we would expect but that for the remaining 12 firms there were

297. Redress paid

     Data Published: 19/10/2023 Last modified: 19/10/2023
     This page provides a breakdown of redress paid for complaints upheld and not upheld by product group.

298. Carter-Banks

     Warnings Published: 02/04/2020 Last modified: 02/04/2020
     Carter-Banks is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

299. Our approach to consumers

     Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
     Our Approach to Consumers sets out how we use our powers and tools to protect consumers of financial services, in line with our consumer protection objective.

300. Consumer Duty – information for firms

     Tasks for firms Published: 02/10/2022 Last modified: 26/06/2024
     To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market.