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Showing 321 to 330 of 1595 search results for Firm level complaints data.

  1. FSA data items FAQs

    Published: 09/05/2016 Last modified: 19/05/2023
    On this page we provide guidance and information for firms on how to complete FSA reports.

  2. About the FCA

    About us What we do Published: 19/04/2016 Last modified: 26/04/2024
    The FCA regulates the conduct of nearly 45,000 businesses in the UK to ensure that financial markets work well. Find out more about our role.

  3. Central Plus Finance

    Warnings Published: 13/09/2023 Last modified: 26/01/2024
    Central Plus Finance is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  4. Request for Andrew Bailey Emails on IRHP

    FOI Release Date of Release: 21/04/2022
    The FCA provides copies of Emails sent to or received from the email account of Andrew Bailey between 1 July 2016 and 31 December 2016 in which the term 'IRHP' or 'swaps' appears.

  5. 5 questions to ask before you invest

    InvestSmart Last modified: 07/09/2023
    To help you make better decisions, take time to understand both the opportunities and risks of any investment you’re considering.

  6. Data on complaints against FCA staff - April 2021

    FOI Release Date of Release: 30/04/2021
    The FCA provides information relating to complaints data supplied under reference FOI7927.

  7. FCA fines Henderson £1.9m for fund failings

    Press Releases Published: 20/11/2019 Last modified: 24/01/2020
    The Financial Conduct Authority (FCA) has fined Henderson Investment Funds Limited (HIFL) £1,867,900 for failing to treat fairly more than 4,500 retail investors in two of its funds, Henderson Japan Enhanced Equity Fund and the Henderson North

  8. FSA Commentary on FSA Complaints Data 2009 H2 [pdf]

    Data Published: 19/04/2013 Last modified: 04/08/2016
    FSA commentary on FSA Aggregate Complaints Data 2009 H2 including highlights.

  9. FSA Complaints data 2009 H1 [xls]

    Data Published: 19/04/2013 Last modified: 04/08/2016
    Aggregate complaints statistics: 2006 - 2009 (H1). Including opened, closed, upheld, speed of closure and redress.

  10. FSA Complaints data 2009 H1 [pdf]

    Data Published: 19/04/2013 Last modified: 05/08/2016
    Aggregate complaints statistics: 2006 - 2009 (H1). Including opened, closed, upheld, speed of closure and redress.
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