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Showing 351 to 360 of 1595 search results for Firm level complaints data.

351. Credit reporting: Interim Working Group (IWG)

     Consumer credit firms Published: 05/12/2023 Last modified: 16/07/2024
     The interim working group (IWG) aims to produce recommendations to the FCA on the new Credit Reporting Governance Body. Find out more about this work.

352. Balance of interests

     Speeches Published: 26/06/2013 Last modified: 18/01/2017
     Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version.

353. Trade transparency and market liquidity data 2020/21

     Data Published: 15/07/2021 Last modified: 15/07/2021
     Our 2020/21 trade transparency and market liquidity data.

354. 2016 fines

     News stories Published: 02/01/2016 Last modified: 02/02/2017
     This table contains information about fines published during the calendar year ending 2016. The total amount of fines is £22,216,446 (excluding Mr Shay Jacob Reches' additional penalty).

355. AISP models under PSD2

     Tasks for regulated firms Published: 23/12/2019 Last modified: 10/02/2023
     The FCA provides what an Agency models for authorised payment institutions or small payment institutions under PSD2

356. SCK Securities

     Warnings Published: 27/07/2020 Last modified: 27/07/2020
     SCK Securities is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

357. Latest news and FAQs for CF Arch cru investors

     News stories Published: 17/12/2012 Last modified: 19/11/2021
     Investors in the CF Arch cru funds can get their adviser to review the way the investment was sold, to see if they are entitled to compensation

358. The Importance of Diversity

     Speeches Published: 05/02/2019 Last modified: 08/02/2019
     Speech by Andrew Bailey, Chief Executive of the FCA, at the PIMFA Wealth of Diversity Conference 2019.

359. UK EMIR library

     Markets Markets policy Published: 23/05/2016 Last modified: 12/03/2024
     To help understand your firm’s requirements, see our links to useful information on UK European Market Infrastructure Regulation (UK EMIR), including statutory information and Handbook guidance for implementing UK EMIR.

360. Apex Market Option Capital

     Warnings Published: 14/05/2024 Last modified: 14/05/2024
     Apex Market Option Capital is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.