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Showing 491 to 500 of 1596 search results for Firm level complaints data.

491. Credit transfers and direct debits in euro (SEPA)

     Tasks for regulated firms Published: 05/01/2016 Last modified: 10/02/2023
     Payment service providers (PSPs) carrying out credit transfers or direct debits in euro, may be subject to specific requirements under the SEPA Regulation.

492. FCA makes senior hires

     Press Releases Published: 03/05/2022 Last modified: 03/05/2022
     As the FCA continues its transformation, it has recruited three experienced individuals to its senior leadership team.

493. Capital Finances

     Warnings Published: 20/06/2019 Last modified: 20/06/2019
     Capital Finances is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

494. Aggregate complaints data to 2023 H1 [xlsx]

     Data Published: 19/10/2023
     Aggregate sector wide firm complaints data for 2023 H1. Including opened, closed, upheld, speed of closure and redress.

495. Best of British Conference

     Speeches Published: 14/11/2014 Last modified: 30/01/2015
     Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the Best of British Conference hosted by JP Morgan, London. This is the text of the speech as drafted, which may differ

496. Market cleanliness statistics 2019/20

     Data Published: 10/09/2020 Last modified: 11/06/2021
     Each year the FCA publishes a Market Cleanliness Statistic for the UK equity markets. This is defined as the proportion of corporate takeover events for which the FCA observed an abnormal movement in share price before the takeover announcement.

497. Launch of permanent Digital Sandbox

     News stories Published: 20/07/2023 Last modified: 20/07/2023
     The FCA Digital Sandbox will be made available permanently on 1 August 2023, opening up the platform to an even broader range of innovative businesses, start-ups and data providers.

498. FAMR Baseline tracking

     External research Published: 24/09/2018 Last modified: 24/09/2018
     The Financial Advice Market Review (FAMR) Baseline Report sets out a range of indicators developed to give us a snapshot of the market for financial advice. In line with our commitment to monitor changes in the market, we publish follow-up consumer

499. Pension scams

     Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
     Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam.

500. UK SFTR reporting obligation

     Markets Published: 11/03/2020 Last modified: 23/10/2023
     We explain the UK Securities Financing Transactions Regulation (SFTR) reporting requirements and what they mean for your firm.