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Showing 511 to 520 of 1596 search results for Firm level complaints data.

  1. Kingston Financial Group

    Warnings Published: 01/04/2014 Last modified: 04/04/2014
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  2. Our supervision overview

    Speeches Published: 02/06/2014 Last modified: 28/06/2024
    Speech by Clive Adamson, director of supervision, at the General Insurance conference, London.

  3. Contract for differences

    Tasks for firms Published: 09/01/2017 Last modified: 21/04/2023
    Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).

  4. Is this the decade of the credit union?

    Speeches Published: 17/01/2020 Last modified: 17/01/2020
    Speech by Charles Randell, Chair of the FCA, delivered at the National Credit Union Forum, Penrith.

  5. CultureSprint: supporting and empowering managers to transform culture

    Events Last modified: 01/05/2019
    Leadership is a key driver of behaviour and an important element of a firm’s culture. In particular, mid-level managers play a unique role in culture change

  6. Operational resilience insights for insurance firms

    Firms General insurers and insurance intermediaries Published: 24/03/2022 Last modified: 31/01/2023
    Our rules come into force on 31 March 2022. Use these insights to review your firm’s approach and consider what actions you need to take.

  7. Capital adequacy data items: FAQs

    Registers and systems Published: 09/05/2016 Last modified: 13/06/2022
    Capital adequacy data items: FAQs

  8. Binary options scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how binary options work, how to avoid scams and what to do if you’re scammed.

  9. Open markets and common causes: International collaboration and the modernisation of financial services regulation in the UK

    Speeches Published: 14/09/2023 Last modified: 14/09/2023
    Speech by Ashley Alder, Chair, delivered at the Eurofi Conference.

  10. HOWELL INTERNATIONAL TRANSFER

    Warnings Published: 30/11/2021 Last modified: 30/11/2021
    HOWELL INTERNATIONAL TRANSFER is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
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