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Showing 551 to 560 of 1596 search results for Firm level complaints data.

  1. High-cost credit: what next?

    Speeches Published: 02/05/2018 Last modified: 02/05/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at a New City Agenda event, Portcullis House, Westminster, London.

  2. Lakepointe Capital Advisors (www.lakepointeglobal.com)

    Warnings Published: 31/07/2012 Last modified: 09/12/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  3. Market cleanliness statistics 2020/21

    Data Published: 15/07/2021 Last modified: 15/07/2021
    We're publishing the Market Cleanliness Statistics 2020/21 for the UK equity markets.

  4. CP14/30: Improving complaints handling

    Consultation papers Published: 12/12/2014 Last modified: 07/02/2022
    We are consulting on proposed changes to rules to improve complaints handling.

  5. Sustainability TechSprint

    Published: 16/11/2021 Last modified: 19/11/2021
    In October 2021 we held a TechSprint focused on building technological solutions to overcome challenges faced by regulators in monitoring ESG Data and Disclosures.

  6. Privacy notice

    Last modified: 16/04/2024
    The FCA's privacy notice explains how and why it uses your personal data.

  7. Altrice Investment Co. Limited

    Warnings Published: 15/06/2021 Last modified: 15/06/2021
    Altrice Investment Co. Limited is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  8. Learning from the last 30 years to face the next

    Speeches Published: 05/05/2022 Last modified: 06/05/2022
    Speech by our Chief Executive, Nikhil Rathi on the need to maintain skills and professional standards in the future; delivered at the CISI 30th anniversary dinner.

  9. FCA publishes update on PPI work – firms have improved complaints handling and are reopening two and a half million old complaints to ensure fair redress is paid

    Press Releases Published: 29/08/2014 Last modified: 01/11/2016
    In around two and a half million complaints this was not necessarily the case so, at our request, firms will be looking at these complaints again. ... While the FCA recognises that firms can change the way they handle complaints, it must always be done

  10. Investigation opening criteria

    How we operate Published: 22/04/2016 Last modified: 21/02/2022
    Factors the FCA considers when deciding to open an investigation, including how it detects and assesses serious misconduct
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