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Showing 661 to 670 of 1596 search results for Firm level complaints data.
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FCA publishes its Business Plan for 2018/19
The FCA has published its Business Plan for 2018/19 which sets out the key priorities for the coming year. -
Brexit and beyond
Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at City and Financial, 4th UK Financial Services Brexit Summit. -
Statement on Plevin v Paragon Personal Finance Ltd
In January, the Financial Conduct Authority (FCA) announced that it would be collecting evidence on current trends in complaints on payment protection insurance (PPI). -
MiFID II – the road ahead
Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Personal data and authorisation
How and why the FCA uses personal data that is collected via forms on its online portals: Connect, RegData and Online Invoicing. -
Appointed representatives and networks
Principals often have networks of appointed representatives (ARs). Find out how to control your networks to reduce risks to your business. -
Goldoneo (clone of FCA authorised firm)
Goldoneo (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect -
Land banking investment schemes
Find out how schemes to invest in a plot of land work, how to tell whether it is a scam, and why the structure of the scheme matters. -
From intellectual certainty to debate
Public trust is, frankly, at such a level as to make industry inaction an impossibility. ... dotted line, to the fact they’ve taken reasonable steps to make sure their firm’s systems and controls effectively manage conduct risk. -
Primary Market Bulletin 32
Welcome to the 32nd edition of the Primary Market Bulletin (PMB)