Search results
Showing 701 to 710 of 1596 search results for Firm level complaints data.
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Cash-based money laundering
Find out about the FCA's work on reducing money laundering through cash deposits at the Post Office and their current expectations of firms’ controls. -
Are small firms being locked out of the derivatives market?
FCA economists John Wu and Florian Schroeder run through the trading data to assess the impact on firms. ... Our expectation was that these firms would be prepared and the data backs that up. -
Rothman Securities Inc. (clone of FCA authorised firm)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'. -
AI: Flipping the coin in financial services
Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global AI Regulation Summit 2023. -
Information on furlough fraud - November 2022
FCA provides information on furlough fraud. -
Analysing the impact of EMIR variation margin requirements
This page summarises our research into derivatives trading data to assess the impact on firms. -
Bank Invest Capital / G.M.E. Ltd.
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. -
FCA Authorisations operating service metrics 2022/23 Q4
The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data is for January to March 2023. -
Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets
Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets. -
Stress testing for human beings
Speech by Charles Randell, Chair of the FCA, delivered at the Gleneagles Pensions & Savings Symposium.