Search results
Showing 741 to 750 of 1596 search results for Firm level complaints data.
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ICMFX Capital (Clone of FCA authorised firm)
ICMFX Capital (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to -
Joint FCA/CMA SME banking market study
We looked at the nature and effectiveness of competition in SME banking markets, SMEs’ willingness to shop around, the level of switching and transparency including SMEs’ ability to make effective comparisons ... levels of shopping around and -
FCA stops EverFX offering CFDs to UK customers
The FCA stops the Cypriot-based firm and other members of its group which trade as EverFX, from offering high risk contracts for differences to UK investors. -
Information we can share
A guide to what the FCA can and can’t share with the public about firms, people, and markets. -
CP21/13: A new Consumer Duty
We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards customers -
Speech: Shadow banking - the potential risks and rewards
externalities or to reduce the probability of crisis to a socially acceptable level. ... As an aside, Europe-wide or even national level network analysis is extremely challenging. -
Considerations for firms after the transition period
Find out how Temporary Transitional Power (TTP) may affect you. It will depend on several factors, including the nature of your business and where your customers are located. -
Global AML and Financial Crime TechSprint
The fifth and largest FCA TechSprint, the event focused on how new technology can be used to more effectively combat money laundering and financial crime. -
Conduct risk in FX markets
Speech by Edwin Schooling Latter, Head of Markets Policy at the FCA, delivered at FX Week Europe. -
Financial promotions quarterly data 2023 Q4
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2023 and 31 December 2023.