Search results
Showing 751 to 760 of 1596 search results for Firm level complaints data.
-
Listening up to level up – regulating finance for the whole of the UK
Speech by Charles Randell, Chair of the FCA, at the Centre for Commercial Law Studies, Queen Mary University of London. -
Diversity: delivering excellence for the future
Speech delivered by Nausicaa Delfas, Executive Director of International at City and Financial: Women in Finance 2019, London -
The treatment of politically exposed persons
The FCA has reviewed how effectively firms are following guidance on politically exposed persons for anti money-laundering purposes and proposed changes. -
Hybrid Pairs (Clone of FCA Authorised Firm)
Hybrid Pairs (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to -
Defined benefit pension transfers redress calculations
Information on how firms work out how much redress (compensation) you may be due if you received unsuitable defined benefit (DB) pension transfer advice. -
Rothschild Financial (clone)
Rothschild Financial (clone) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself -
Four building blocks of efficient capital markets
Speech by David Lawton, Director of Markets, FSA at the Practising Law Institute Conference -
Research Note: Gender diversity in UK financial services
We draw on a unique FCA regulatory dataset to analyse gender diversity at senior levels in UK financial services, looking at role, firm and sector and how these have changed over time. -
Regulation in a changing world
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the City of London/Cicero event on Future of Regulation. -
Cyprus CFD firms Maxiflex Ltd (trading as EuropeFX), Maxigrid Limited (trading as Dualix & AGM Markets), and Reliantco Investments Ltd (trading as UFX)
Removal of these firms’ permission to sell contracts for difference (CFDs) to UK consumers.