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Showing 771 to 780 of 1596 search results for Firm level complaints data.

771. Occasional Paper No. 24: Behaviour and compliance in organisations

     Occasional papers Published: 16/12/2016 Last modified: 16/12/2016
     This paper discusses the factors that influence effective compliance and provides suggestions for how regulators and firms can improve levels of compliance.

772. From regulator to firm to consumer: a virtuous chain of events

     Speeches Published: 18/03/2021 Last modified: 18/03/2021
     Speech by Georgina Philippou, Senior Adviser to the FCA on the Public Sector Equality Duty, delivered at the Building Ethnic Diversity and Inclusion in Investment Management - Report Launch.

773. Aggregate complaints data charts 2016 H1 [pdf]

     Data Published: 06/10/2016
     These charts look at total number of complaints opened and total number excluding Payment Protection Insurance (PPI), complaints broken down by product type and the top five most complained about products or services in 2016 H1, percentage of total

774. FCA comments on Financial Policy Committee recommendations

     Press Releases Published: 26/06/2014 Last modified: 26/06/2014
     This will only affect a small number of FCA regulated firms so general guidance is considered a proportionate and appropriate approach to implementing the loan to income ratio, especially whilst the ... With respect to the FPC’s recommendation on

775. FCA publishes its first annual report on the perimeter

     Press Releases Published: 19/06/2019 Last modified: 19/06/2019
     The Financial Conduct Authority has today published its first annual perimeter report.

776. Insights from the 2020 Cyber Coordination Groups

     Research notes Published: 29/04/2021 Last modified: 29/04/2021
     Overview and insight from the latest quarterly Cyber Coordination Group meeting

777. Regulatory Sandbox accepted firms

     Firms Published: 27/03/2022 Last modified: 24/05/2024
     Firms that have been accepted into the Regulatory Sandbox, including previous cohorts.

778. FCA publishes update to pension redress methodology

     Press Releases Published: 10/03/2017 Last modified: 10/03/2017
     The Financial Conduct Authority (FCA) has today announced proposals for updating the methodology used to calculate the redress owed to consumers who were given unsuitable advice to transfer out of a defined benefit (DB) pension scheme.

779. Registered account information service provider (RAISP) applicants

     Tasks for firms Published: 11/10/2017 Last modified: 19/06/2024
     Find out what conditions you must meet to become a RAISP, and what to include in your application to be registered with the FCA.

780. Authorised fund supervision reviews and reporting agreement

     News stories Published: 20/02/2015 Last modified: 06/08/2015
     Find out about some of our supervision work and a reporting agreement with depositaries and trustees.