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Showing 781 to 790 of 1596 search results for Firm level complaints data.

  1. Nick Stace appointed as Non-Executive Director

    Press Releases Published: 21/03/2017 Last modified: 21/03/2017
    The Financial Conduct Authority (FCA) today confirmed the appointment of Nick Stace as a Non-Executive Director to its board.

  2. FCA confirms new rules for P2P platforms

    Press Releases Published: 04/06/2019 Last modified: 04/06/2019
    Following consultation, the Financial Conduct Authority (FCA) is introducing rules designed to prevent harm to investors, without stifling innovation in the peer-to-peer (P2P) sector. When the FCA set its first rules for P2P, it committed to keep

  3. FCA response to Amigo’s Scheme being rejected by the High Court

    Statements Published: 25/05/2021 Last modified: 02/07/2021
    The Court has refused to sanction the Scheme of Arrangement proposed by Amigo (the Scheme). The FCA had objected to the proposed Scheme and is now carefully considering the Court’s judgment and Amigo’s response.

  4. Financial promotions quarterly data 2021 Q1

    Data Published: 05/04/2021 Last modified: 03/02/2022
    The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules, this data is for 2021 Q1.

  5. Research Note: Machine learning in UK financial services

    Data and research Research notes Published: 16/10/2019 Last modified: 16/10/2019
    The Financial Conduct Authority (FCA) and the Bank of England (BoE) conducted a joint survey in 2019 to better understand the current use of machine learning (ML) in UK financial services, including the current state of deployment, maturity of

  6. Turning technology against criminals

    Speeches Published: 22/05/2018 Last modified: 24/05/2018
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the Anti-Money Laundering TechSprint, London

  7. The commercial importance of culture to industry

    Speeches Published: 02/12/2014 Last modified: 02/12/2014
    And, at the most senior levels, we’re seeing more advice being offered by those teams on business direction and development. ... And I do not think firms have the luxury of waiting a generation for that to happen.

  8. UK EMIR reporting questions and answers

    Published: 01/05/2024 Last modified: 12/07/2024
    Guidance for reporting under the revised UK EMIR Article 9 reporting requirements.

  9. GAI CAPITAL / GLOBAL ASSURANCE INVESTMENT CAPITAL

    Warnings Published: 23/03/2023 Last modified: 23/03/2023
    GAI CAPITAL / GLOBAL ASSURANCE INVESTMENT CAPITAL is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  10. Product sales data reporting

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Find out more about how to submit product sales data or report a 'nil' return.
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