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Showing 881 to 890 of 1596 search results for Firm level complaints data.

  1. Competition and investment banking

    Speeches Published: 09/07/2014 Last modified: 09/07/2014
    We don’t, and won’t. Because inefficient firms should be allowed to exit the market. ... But we do want to protect existing or potential competitors from anti-competitive practices by established firms with strong market positions.

  2. PerfectHome enters administration

    News stories Published: 28/03/2022 Last modified: 28/03/2022
    On 25 March 2022, Temple Finance Limited, trading as PerfectHome, was placed into administration. Rob Harding and David Soden of Teneo Financial Advisory Limited were appointed as joint administrators.

  3. Why does the FCA care about diversity and inclusion?

    Speeches Published: 28/01/2021 Last modified: 28/01/2021
    Speech by Georgina Philippou, Senior Adviser to the FCA on the Public Sector Equality Duty, given at the Ethnic Diversity in the City and Corporate UK Summit.

  4. Creating and sustaining cultures of compliance: insights from psychology and beyond

    Insight Published: 16/12/2016 Last modified: 17/02/2017
    Obvious as it may seem, it is worth emphasising that in order for regulatory measures to be effective regulated firms must comply with them. ... What these examples show is that firms and regulators alike can learn a lot from the social, psychological

  5. The growth of the UK credit card market

    Speeches Published: 03/04/2014 Last modified: 03/04/2014
    Speech by Martin Wheatley, Chief Executive, the FCA, at Credit Today's Credit Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

  6. Review of host Authorised Fund Management firms

    Multi-firm reviews Published: 30/06/2021 Last modified: 05/08/2021
    We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.

  7. Annual Report 2013/14

    Corporate documents Published: 10/07/2014 Last modified: 16/02/2016
    Our Annual Report 2013/14 covers our first year in operation. It sets out how we delivered against our statutory objectives and highlights our key achievements as an organisation.

  8. FCA finalises revised Payment Services Directive (PSD2) requirements

    Press Releases Published: 19/09/2017 Last modified: 19/09/2017
    The Financial Conduct Authority (FCA) has today published its approach to implementing the revised Payment Services Directive (PSD2). 

  9. XTB Trading World (Clone of FCA Authorised Firm)

    Warnings Published: 28/12/2023 Last modified: 28/12/2023
    XTB Trading World (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

  10. Aggregate complaints data 2015 H2 [pdf]

    Data Published: 06/10/2016
    Commentary on the aggregate sector wide firm complaints data for 2015 H2. Including opened, closed, upheld, speed of closure and redress.
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