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Showing 901 to 910 of 1596 search results for Firm level complaints data.

  1. The fight against skimmers and scammers

    Speeches Published: 05/09/2019 Last modified: 05/09/2019
    Speech by Charles Randell, Chair of the FCA, delivered at the Cambridge Economic Crime Symposium.

  2. Post-implementation review of the Retail Distribution Review

    News stories Published: 16/12/2014 Last modified: 06/01/2017
    They raised the minimum level of adviser qualifications, improved the transparency of charges and services and removed commission payments to advisers and platforms from product providers. ... This report will be of interest to:. Firms operating in the

  3. ALP Global (Clone of FCA authorised firm)

    Warnings Published: 19/03/2021 Last modified: 19/03/2021
    ALP Global (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

  4. FCA fines bond trader £60,000 for market abuse

    Press Releases Published: 22/11/2017 Last modified: 22/11/2017
    The Financial Conduct Authority (FCA) has imposed on Paul Walter, a former Bank of America Merrill Lynch International Limited (BAML) bond trader, a financial penalty of £60,090 for engaging in market abuse.

  5. FCA urges action on interest-only mortgages

    Press Releases Published: 30/01/2018 Last modified: 30/01/2018
    People with interest-only mortgages are being urged to contact their lender after the Financial Conduct Authority (FCA) found that many have still not talked to their lender about their repayment options.

  6. Building Societies and the Future of Retail Banking

    Speeches Published: 23/05/2018 Last modified: 24/05/2018
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at Building societies annual conference 2018, Manchester.

  7. PS19/5 and feedback on our Brexit consultations

    Policy statements Published: 28/02/2019 Last modified: 22/12/2020
    We set out our response to the feedback we received from our Brexit consultations.

  8. Regulatory Decisions Committee (RDC)

    About us Who we are Published: 05/04/2016 Last modified: 17/06/2024
    The RDC helps to ensure that contested enforcement decisions are made fairly. Find out more about the process and who sits on the committee.

  9. Culture in financial institutions: it’s everywhere and nowhere

    Speeches Published: 16/03/2017 Last modified: 20/03/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the HKMA Annual Conference for Independent Non-Executive Directors.

  10. Research Note: Machine learning in UK financial services 2022

    Research notes Published: 11/10/2022 Last modified: 15/11/2022
    This joint Bank-FCA report presents findings and analysis of the 2022 Machine learning (ML) in UK financial services survey.
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