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Showing 931 to 940 of 1596 search results for Firm level complaints data.

  1. Retail Prices Index changes and DB pension transfer redress

    Statements Published: 03/03/2021 Last modified: 10/03/2021
    We will amend our Finalised Guidance for firms on how to calculate redress for unsuitable DB transfers in mid-March 2021 to reflect Government changes to the way that the Retail Prices Index (RPI) inflation measure is calculated from 2030.

  2. Keeping up with the credit sector: the FCA’s view on the market today

    Speeches Published: 30/03/2017 Last modified: 30/03/2017
    Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, at Credit Summit in London.

  3. Update to proposed delay on the Insurance Distribution Directive (IDD)

    News stories Published: 05/02/2018 Last modified: 05/02/2018
    The European Commission (the Commission) has proposed a delay to the application date of the IDD to 1 October 2018. This proposal is currently under consideration by the European Parliament and European Council.

  4. WB Wealth Group / WB Wealth Management (clone of FCA authorised firm)

    Warnings Published: 01/09/2016 Last modified: 21/11/2020
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  5. FCA reveals the financial experiences of people in the UK: Satisfaction with overall financial circumstances is particularly low in London

    Last modified: 20/06/2018
    The Financial Conduct Authority (FCA) has today published the latest analysis of its Financial Lives survey. Today’s report puts the spotlight on the financial situation of people across the UK and highlights where in the UK people may be more

  6. Towards more effective stewardship

    Speeches Published: 03/04/2019 Last modified: 04/03/2022
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the LSE in London.

  7. Class, cliques and social codes: doing more on diversity

    Speeches Published: 10/10/2019 Last modified: 10/10/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Cambridge Centre for Alternative Finance annual conference, Judge Business School.

  8. Primary Market Bulletin 37

    Newsletters Published: 09/12/2021 Last modified: 09/12/2021
    In this edition we cover the implementation of our postponed rules that require issuers to publish their annual financial reports. We explain the importance of adequate business continuity procedures and review sponsor requirements to identify and

  9. FSCS supplementary levies for 2017/18

    Tasks for regulated firms Published: 19/03/2018 Last modified: 13/02/2023
    Find out more about the FSCS’s supplementary levy and why the retail pool is triggered

  10. Information on Money Laundering Reporting Officer - January 2022

    FOI Release Date of Release: 19/01/2022
    The FCA provides information on the turnover of Money Laundering Reporting Officers in firms in 2021.
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