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Showing 101 to 110 of 549 search results for Firm level complaints data 2021.

  1. Trade transparency and market liquidity data 2019/20

    Data Published: 10/09/2020 Last modified: 11/06/2021
    In the FCA's 2019/2020 business plan the FCA noted that it tracked the proportions of trades carried out on venues with varying levels of trade disclosure.

  2. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.

  3. Archived data

    Last modified: 06/01/2023
    Find FCA data published before 2018.

  4. Data on complaints against FCA staff - April 2021

    FOI Release Date of Release: 30/04/2021
    The FCA provides information relating to complaints data supplied under reference FOI7927.

  5. Market cleanliness statistics 2022/23

    Data Published: 20/07/2023 Last modified: 20/07/2023
    The FCA publishes the Market Cleanliness (MC) Statistic for takeover announcements in the UK equity markets in 2022/23.

  6. Crowdfunding

    Consumers Published: 18/04/2016 Last modified: 19/08/2021
    Find out how crowdfunding works, some of the benefits and risks, and our view on this type of investment opportunity.

  7. Trade transparency and market liquidity data 2021/22

    Data Published: 19/07/2022 Last modified: 19/07/2022
    The FCA's summarises its findings on its interventions on trade transparency in 2021/22.

  8. Rich Fielder

    Warnings Published: 20/09/2021 Last modified: 20/09/2021
    Rich Fielder is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  9. British Steel Pension Scheme redress FAQ

    Tasks for regulated firms Published: 24/05/2022 Last modified: 28/02/2023
    The FCA provides answers to requests for further clarification on our consultation on the BSPS redress scheme.

  10. Travel insurance and coronavirus (Covid-19)

    Tasks for regulated firms Published: 14/10/2021 Last modified: 14/10/2021
    We set out our expectations of firms to consider their regulatory requirements in the changed travel market.