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Showing 181 to 190 of 549 search results for Firm level complaints data 2021.

  1. Contract for differences

    Tasks for firms Published: 09/01/2017 Last modified: 21/04/2023
    Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).

  2. The regulatory challenge

    Speeches Published: 23/02/2015 Last modified: 24/02/2015
    We ensure that the playing field is level and we seek to hold the balance between the interests of individual consumers, the wider market and firms that participate in the market. ... To do that successfully requires firms to use their judgement and

  3. Investment Firms Prudential Regime (IFPR)

    Firms Focus areas Published: 28/06/2021 Last modified: 27/06/2024
    The IFPR is our new prudential regime for MiFID investment firms. The regime came into force on 1 January 2022.

  4. Tower of London Worldwide

    Warnings Published: 28/05/2020 Last modified: 14/04/2021
    Tower of London Worldwide is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  5. Aggregate complaints data: 2023 H1

    Data Published: 19/10/2023 Last modified: 25/04/2024
    This page focuses on complaints that financial services firms reported to the FCA during the first half (H1) of 2023, between between 1 January to 30 June 2023. This includes the latest trends and analysis by product group.

  6. Aggregate complaints data: 2019 H2

    Data Published: 16/04/2020 Last modified: 16/04/2020
    This page focuses on complaints that financial services firms reported to the FCA during the second half (H2) of 2019, between 1 July and 31 December 2019. This includes the latest trends and analysis by product group. 

  7. Market cleanliness statistics 2020/21

    Data Published: 15/07/2021 Last modified: 15/07/2021
    We're publishing the Market Cleanliness Statistics 2020/21 for the UK equity markets.

  8. Laying myths to rest

    Speeches Published: 17/10/2013 Last modified: 17/10/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the British Bankers’ Association Annual International Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  9. Climate change and sustainable finance

    Published: 19/04/2021 Last modified: 24/06/2024
    The FCA's work on climate change and other environmental, social and governance (ESG) issues.

  10. Market Watch 72

    Newsletters Published: 11/01/2023 Last modified: 11/01/2023
    In this Market Watch, we outline our recent findings on the quality of service provided by Approved Publication Arrangements (APAs) and Approved Reporting Mechanisms (ARMs), collectively known as Data Reporting Services Providers (DRSPs), to clients