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Showing 171 to 180 of 491 search results for Firm level complaints data 2023.

  1. Whistleblowing quarterly data 2024 Q1

    Data Published: 11/06/2024 Last modified: 14/06/2024
    The data shows the number of new whistleblowing reports the FCA received between January and March 2024 and the allegations they featured.

  2. Firm handling of complaints during coronavirus

    Firms Published: 01/05/2020 Last modified: 12/05/2021
    Find out about how firms should handle complaints during coronavirus.

  3. Aggregate complaints data: 2021 H1

    Data Published: 28/10/2021 Last modified: 28/04/2022
    This page focuses on complaints that financial services firms reported to us during the first half (H1) of 2021, between 1 January and 30 June 2021. This includes the latest trends and analysis by product group.

  4. Recruiting, training and supervising staff

    Tasks for regulated firms Published: 06/08/2015 Last modified: 10/02/2023
    FCA provides information on recruiting, training and supervising staff.

  5. UK SFTR reporting obligation

    Markets Published: 11/03/2020 Last modified: 23/10/2023
    We explain the UK Securities Financing Transactions Regulation (SFTR) reporting requirements and what they mean for your firm.

  6. Complaints data: January to June 2016

    News stories Published: 06/10/2016 Last modified: 10/10/2016
    We publish details of the complaints received by banks, insurers, lenders and other firms, and what those complaints were about. See the latest data and the most complained about firms and financial products.

  7. The fairness challenge

    Speeches Published: 24/10/2013 Last modified: 25/10/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. FCA statement regarding NatWest Group

    Statements Published: 27/10/2023 Last modified: 27/10/2023
    As previously set out, we have been intensifying supervisory work in relation to NatWest Group and Coutts since the widely reported events earlier this year.

  9. Do the right thing

    Speeches Published: 01/06/2023 Last modified: 30/10/2023
    Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight, delivered at the City & Financial FCA Investigations and Enforcement summit.

  10. Advantages of mainstream investments

    InvestSmart Last modified: 17/05/2022
    There are many kinds of mainstream investments, appealing to a broad range of consumers and offering a convenient way to target attractive long-term returns.