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Showing 1131 to 1140 of 1264 search results for Firm specific complaints data.
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FSA publishes its Internal Audit Report on: review of the extent of awareness within the FSA of inappropriate LIBOR submissions
The Financial Services Authority (FSA) has published its Internal Audit Report (the Report) on the London Interbank Offered Rate (LIBOR). -
FS20/8: Business interruption insurance test case: feedback on draft guidance
These feedback statement is for the FCA draft guidance on the FCA's expectations for insurers and insurance intermediaries when handling claims and complaints for business interruption policies during the test case brought by the FCA. -
FCA reminds banks of their obligations when cancelling Continuous Payment Authorities
Consumers who have set up a regular payment from their account will now be able to successfully cancel that arrangement by contacting their card provider, the Financial Conduct Authority (FCA) said today. -
Mortgages and coronavirus: updated draft guidance for firms
FCA proposes updated draft guidance for firms on mortgages, debt advice and coronavirus -
Statistics on whistleblowing inquries about firms and advisers - August 2020
FCA provides statistics on whistleblowing inquires about firms and individuals. -
FCA taking assertive action to tackle harm in the consumer investments market
The FCA is taking assertive action to tackle harm in the consumer investments market, as the latest data shows it has stopped 1 in 4 firms from entering this market. -
Consumer Duty: Findings from our review of fair value frameworks
Read the findings of our review into firms’ approaches to fair value assessments under the Consumer Duty. -
TR15/7: Delegated authority: Outsourcing in the general insurance market
We reviewed the outsourcing arrangements of 12 insurers representing a broad range of firms operating in the UK general insurance market. ... We also reviewed the activities of 19 firms that held underwriting and/or claims handling authority from those -
GC14/3 Retail Investment Advice: Clarifying the boundaries and exploring the barriers to market development
explore specific issues in this area which our stakeholders have raised with us. ... This guidance should be read by firms distributing retail investment products and consumer groups. -
Martin Wheatley calls for greater transparency in the asset management sector at the 2013 FCA Asset Management Conference
A specific concern is that some asset managers are pushing the definition of ‘research’ by using client commissions to cover non eligible costs and services. ... The asset management sector includes 2,100 authorised firms, employs more than 29,000