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Showing 1161 to 1170 of 1264 search results for Firm specific complaints data.
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FG16/5: Guidance for firms outsourcing to the ‘cloud’ and other third party IT services
In November 2015, the FCA consulted on guidance to clarify the requirements on firms when outsourcing to the ‘cloud’ and other third party IT services. The FCA published the final guidance (FG16/5) in July 2016. -
Standard Life Aberdeen (clone of FCA recognised product and UK registered company)
Standard Life Aberdeen (clone of FCA recognised product and UK registered company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with -
Authorised fund managers’ assessments of fund value 2023
Feedback following the second MFR of Authorised Fund Managers compliance with our Assessment of Value rules. -
Consumers with cash savings need better information and easier switching says FCA
Research by the FCA also found that simple changes in the timing and content of communications from firms to customers can significantly increase shopping around. ... The FCA does not intend to mandate the specific number or type of products that each -
FSA fines Royal Bank of Scotland Group £5.6m for UK sanctions controls failings
The Financial Services Authority (FSA) has today fined members of the Royal Bank of Scotland Group (RBSG) £5.6m for failing to have adequate systems and controls in place to prevent breaches of UK financial sanctions. -
TR18/5: Management of long-term mortgage arrears and forbearance
FCA findings on how mortgage lenders manage customers with long-term mortgage arrears and provide forbearance to affected customers. -
The importance of culture in driving behaviours of firms and how the FCA will assess this
Speech by Clive Adamson, Director of Supervision, the FCA, at the CFA Society - UK Professionalism Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
The Climate Financial Risk Forum publishes its second set of guides to help the financial industry effectively manage climate-related financial risks
Written by industry, for industry, the guides focus on risk management, scenario analysis, disclosure, innovation and climate data and metrics -
Financial Conduct Authority consults on widening access to the Financial Ombudsman Service for small businesses
The FCA has launched a consultation on plans to give more small businesses access to the Financial Ombudsman Service. This follows a review of the protections available to small and medium sized enterprises as users of financial services. -
Amendments to the IFPR Instrument 2021 since publishing the near-final version
We set out amendments to the original text of the near-final Investment Firms Prudential Regime (IFPR) Instrument, which was originally published in PS21/9.