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Showing 1261 to 1264 of 1264 search results for Firm specific complaints data.

1261. The FCA fines Porta Verde £25,000 for serious failings in its appointed representatives’ sales practices

      Press Releases Published: 13/12/2013 Last modified: 08/11/2016
      Principle 3 requires firms to manage their business, and risks, responsibly and effectively. ... Principle 6 requires firms to consider the interest of its customers and treat them fairly.

1262. General insurance product value and coronavirus (Covid-19) Guidance – update

      Studies and reviews Multi-firm reviews Published: 25/08/2021 Last modified: 25/08/2021
      We set out the findings from our multi-firm review assessing how firms have responded to our general insurance (GI) distribution chain Guidance (further to the product governance rules implemented by the IDD) and coronavirus (Covid-19) value Guidance

1263. RMA-J Data required for collection of fees: help text (for reporting period ending 1 April)

      Registers and systems Published: 28/03/2019 Last modified: 28/03/2019
      Read our help text for Gabriel submission RMAR section J (RMA-J) data required for collection of fees. Firms with a reporting period ending on or after 1 April 2019.

1264. Pension savers claim over £30 million lost to scams as regulators urge footie fans to show scammers the red card

      Press Releases Published: 25/08/2020 Last modified: 25/08/2020
      A total of £30,857,329 has been reportedly lost to pension scammers since 2017 according to complaints filed with Action Fraud, says the Financial Conduct Authority and The Pensions Regulator.