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Showing 231 to 240 of 1264 search results for Firm specific complaints data.

  1. Change to aggregate complaints data: first half (H1) of 2013

    Focus areas Published: 06/05/2016 Last modified: 13/06/2016
    The follow change was made to the aggregate complaints data from 2013 H1.

  2. Website feedback

    Last modified: 11/06/2016
    What was your main reason for visiting the FCA site? - None -. To find specific information. To find general information. To complete a task. ... Feel free to paste in a webpage address here. If you are from a firm, please select your firm type(s) -

  3. Climate Financial Risk Forum (CFRF)

    Firms Published: 11/08/2019 Last modified: 12/06/2023
    The Climate Financial Risk Forum (CFRF) brings together senior financial sector representatives to share their experiences in managing climate-related risks and opportunities.

  4. FCA Statement on CRD IV

    Statements Published: 20/09/2013 Last modified: 23/09/2013
    These rules are directly binding on CRD IV firms as an EU regulation. ... The FCA will also consult on the specific issues related to the procedure for transitioning, as appropriate, existing waivers..

  5. Connaught Income Series 1 Fund — update to investors

    News stories Published: 29/01/2016 Last modified: 05/12/2016
    the Fund, then you should make your complaint(s) to the relevant firm(s) as soon as possible. ... a complaint to the firms that operated the Fund (or to the ombudsman service) or submitting a claim to the FSCS.

  6. Copia Wealth Management Limited is placed into liquidation

    Statements Published: 09/09/2020 Last modified: 09/09/2020
    Mr Floyd Paterson, the sole director of Copia Wealth Management Limited, a firm authorised and regulated by the FCA, has appointed Alex Kachani of Crawfords Accountants in Manchester as liquidator.

  7. Ensuring the fair treatment of customers in vulnerable circumstances

    Firms Published: 16/06/2022 Last modified: 16/06/2022
    The positive steps firms have taken to embed FCA guidance and the areas where we expect to see improvement.

  8. FCA Connect

    Registers and systems Published: 03/05/2016 Last modified: 09/02/2023
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.

  9. Sample business plan

    Firm authorisation Published: 25/10/2023 Last modified: 25/10/2023
    If you're applying to be authorised by the FCA, learn what to include in your regulatory business plan (RBP).

  10. Market Watch 71

    Newsletters Published: 13/12/2022 Last modified: 13/12/2022
    In this edition we share our observations about changes in advisory firms’ insider lists since the publication of Market Watch 60.